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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
151
B. Riley Wealth Management
Tennessee
$1.26M +$733K +43,470 +59%
PA
152
Perennial Advisors
New York
$1.26M +$41.7K +2,475 +2%
NP
153
NorthRock Partners
Minnesota
$1.26M +$1.97M +116,521 New
AUB
154
Atlantic Union Bankshares
Virginia
$1.2M -$11K -650 -0.6%
JIC
155
Joel Isaacson & Co
New York
$1.2M +$422K +25,000 +29%
SPIA
156
Steward Partners Investment Advisory
New York
$1.2M -$898K -53,215 -32%
SIA
157
SeaBridge Investment Advisors
New Jersey
$1.18M +$6.33K +375 +0.3%
GIM
158
Guild Investment Management
California
$1.18M -$351K -20,800 -16%
FAAS
159
First Allied Advisory Services
California
$1.16M +$230K +13,657 +15%
PPA
160
Parametric Portfolio Associates
Washington
$1.13M -$584K -34,614 -25%
SAMH
161
Shanda Asset Management Holdings
British Virgin Islands
$1.11M
SFA
162
Sequoia Financial Advisors
Ohio
$1.05M +$229K +13,589 +16%
GC
163
Gillson Capital
Illinois
$1.03M -$4.91M -291,021 -75%
SSA
164
Schonfeld Strategic Advisors
New York
$1.02M +$157K +9,300 +11%
PHS
165
Pekin Hardy Strauss
Illinois
$1.02M -$178K -10,550 -10%
AG
166
Aperio Group
California
$1.01M +$288K +17,091 +22%
TPA
167
Trivium Point Advisory
Connecticut
$1.01M -$70.1K -4,155 -5%
PAG
168
Private Advisor Group
New Jersey
$997K -$3.07M -181,792 -66%
SPC
169
Sigma Planning Corp
Michigan
$969K -$427K -25,318 -22%
Creative Planning
170
Creative Planning
Kansas
$969K +$12.3K +732 +0.8%
State Street
171
State Street
Massachusetts
$959K -$57.9K -3,432 -4%
IWM
172
IHT Wealth Management
Illinois
$955K +$570K +33,815 +62%
MCM
173
Monument Capital Management
Virginia
$954K +$211K +12,504 +16%
SFPG
174
Stonebridge Financial Planning Group
Florida
$942K -$61.8K -3,665 -4%
WA
175
Wambolt & Associates
Colorado
$927K +$7.1K +421 +0.5%