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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
FGAM
426
Financial Gravity Asset Management
Texas
$5K +$5.04K +318 New
AWA
427
Acorn Wealth Advisors
Michigan
$4K – – –
BCP
428
Blackhawk Capital Partners
Wisconsin
$4K – – –
TCOV
429
Trust Company of Vermont
Vermont
$4K – – –
Carson Wealth (CWM LLC)
430
Carson Wealth (CWM LLC)
Nebraska
$4K +$2.15K +136 +93%
SFM
431
Signet Financial Management
New Jersey
$4K +$4.07K +257 New
AF
432
Allworth Financial
California
$3K – – –
WCM
433
Wealthcare Capital Management
Virginia
$3K +$79 +5 +3%
LWA
434
Lenox Wealth Advisors
New York
$2K – – –
MPPLM
435
Midwest Professional Planners Ltd (MPPL)
Wisconsin
$2K – – –
CTC
436
Central Trust Company
Missouri
$1K – – –
SMG
437
Spectrum Management Group
Indiana
$1K – – –
WAM
438
Watermark Asset Management
California
$1K – – –
CHP
439
Cable Hill Partners
Oregon
$1K +$1.03K +65 New
Principal Financial Group
440
Principal Financial Group
Iowa
– -$84.4M -5,367,000 Closed
NMVA
441
New Mountain Vantage Advisers
New York
– -$12.9M -820,744 Closed
MWNA
442
Marshall Wace North America
New York
– -$4.26M -271,067 Closed
GIM
443
Guild Investment Management
California
– -$1.91M -121,290 Closed
QIM
444
Quantitative Investment Management
Virginia
– -$1.78M -113,300 Closed
AIM
445
Advantage Investment Management
Iowa
– -$1.73M -110,235 Closed
PSF
446
Pacific Sun Financial
California
– -$1.71M -108,695 Closed
QT
447
Quantbot Technologies
New York
– -$1.46M -92,885 Closed
GC
448
Gratia Capital
California
– -$1.29M -82,000 Closed
MF
449
Magnetar Financial
Illinois
– -$1.2M -76,463 Closed
AIM
450
Assured Investment Management
New York
– -$1.19M -75,530 Closed