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Ares Capital
ARCC

Name Holding Trade Value Shares
Change 		Change in
Stake
SIAP
326
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$233K – – –
VHAM
327
Van Hulzen Asset Management
California
$231K -$14.8K -893 -6%
CFGS
328
Concourse Financial Group Securities
Alabama
$227K +$208K +12,548 +602%
SCA
329
SMH Capital Advisors
Texas
$226K -$362K -21,865 -60%
C
330
Cerebellum
California
$226K +$63.4K +3,835 +36%
CAM
331
Concorde Asset Management
Michigan
$224K +$239K +14,440 New
RTS
332
Round Table Services
New Jersey
$215K -$39.4K -2,380 -15%
AOWM
333
Alpha Omega Wealth Management
Virginia
$207K +$8.36K +505 +4%
MIAN
334
Mariner Independent Advisor Network
Kansas
$207K +$211K +12,725 New
TRCT
335
Tower Research Capital (TRC)
New York
$206K +$215K +13,008 +6,050%
CSS
336
Cubist Systematic Strategies
Connecticut
$205K +$218K +13,164 New
WAAG
337
Wealth Alliance Advisory Group
Kansas
$204K +$217K +13,098 New
HCM
338
Hudson Capital Management
New Jersey
$195K – – –
CIM
339
Cambria Investment Management
California
$193K +$204K +12,356 New
FPCP
340
Fort Point Capital Partners
California
$189K -$16.5K -1,000 -8%
SWM
341
SeaCrest Wealth Management
New York
$188K -$110K -6,666 -36%
SAS
342
Stelac Advisory Services
New York
$186K -$15.4K -929 -7%
VIM
343
Vista Investment Management
Pennsylvania
$184K -$33.9K -2,048 -15%
CA
344
Cornerstone Advisory
Maryland
$182K – – –
EGA
345
Eagle Global Advisors
Texas
$181K -$654K -39,530 -77%
SIM
346
SSI Investment Management
California
$181K -$562 -34 -0.3%
WSTAM
347
Wilbanks Smith & Thomas Asset Management
Virginia
$180K -$774K -46,764 -80%
BBA
348
BLB&B Advisors
Pennsylvania
$179K – – –
SSA
349
Schonfeld Strategic Advisors
New York
$174K -$1.6M -96,600 -90%
RFC
350
Regions Financial Corp
Alabama
$172K +$80.4K +4,857 +78%
12 13
14
15 16