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Ares Capital
ARCC

Name Holding Trade Value Shares
Change 		Change in
Stake
C
301
Certuity
Florida
$332K +$310K +22,953 New
SCI
302
Stableford Capital II
Arizona
$330K +$121K +8,961 +65%
OIA
303
OneDigital Investment Advisors
Kansas
$318K -$110K -8,125 -27%
BAM
304
Bruderman Asset Management
New York
$317K -$19.6K -1,449 -6%
AFP
305
Ausdal Financial Partners
Iowa
$316K -$41.4K -3,069 -12%
PFPT
306
Pinnacle Financial Partners (Tennessee)
Tennessee
$315K – – –
DIM
307
DC Investments Management
Virginia
$311K -$174K -12,879 -37%
BA
308
Bard Associates
Illinois
$310K – – –
BAM
309
Belpointe Asset Management
Nevada
$308K +$18.1K +1,338 +7%
FLPIM
310
F.L. Putnam Investment Management
Massachusetts
$307K -$12.7K -939 -4%
CH
311
Canton Hathaway
Rhode Island
$303K – – –
PPW
312
Parcion Private Wealth
Washington
$303K – – –
WWM
313
Western Wealth Management
Colorado
$299K +$37.6K +2,787 +16%
CSS
314
Cubist Systematic Strategies
Connecticut
$294K -$10.1M -745,572 -97%
CM
315
Caption Management
Oklahoma
$289K -$614K -45,500 -69%
APW
316
Aurora Private Wealth
New Jersey
$289K -$224K -16,598 -45%
PCC
317
Park Circle Company
Maryland
$289K +$270K +20,000 New
WANY
318
Wealthspire Advisors (New York)
New York
$289K +$270K +20,000 New
HSA
319
HBK Sorce Advisory
Pennsylvania
$282K +$3.41K +253 +1%
AAS
320
Avantax Advisory Services
Texas
$278K -$31K -2,295 -11%
SWM
321
Segment Wealth Management
Texas
$278K – – –
HWA
322
Heritage Wealth Advisors
Virginia
$275K +$32.7K +2,425 +15%
EMG
323
ETF Managers Group
New Jersey
$274K -$196K -14,545 -43%
CPA
324
Cowen Prime Advisors
New York
$269K -$44.5K -3,300 -18%
EAM
325
Evanson Asset Management
California
$266K +$2.59K +192 +1%
11 12
13
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