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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CPA
226
Cowen Prime Advisors
New York
$444K -$16.7K -1,000 -4%
PAM
227
Princeton Alpha Management
New Jersey
$425K +$431K +25,828 New
CIA
228
Capital Investment Advisors
Georgia
$416K -$35.9K -2,151 -8%
TFA
229
Transamerica Financial Advisors
Florida
$412K -$4.89K -293 -1%
HI
230
HBK Investments
Texas
$382K +$126K +7,537 +48%
RA
231
RFG Advisory
Alabama
$373K +$379K +22,667 New
KeyBank National Association
232
KeyBank National Association
Ohio
$368K +$117K +7,025 +46%
NL
233
NWAM LLC
Washington
$354K +$10.8K +648 +3%
CFS
234
Commonwealth Financial Services
West Virginia
$352K -$12.3K -737 -3%
FAAS
235
First Allied Advisory Services
California
$352K +$22.8K +1,365 +7%
BCM
236
Beck Capital Management
Texas
$351K -$102K -6,133 -22%
CIC
237
Chilton Investment Company
Connecticut
$346K – – –
IIC
238
Ironwood Investment Counsel
Arizona
$345K – – –
GT
239
Glenmede Trust
Pennsylvania
$336K +$2.5K +150 +0.7%
EFS
240
Essex Financial Services
Connecticut
$335K – – –
AT
241
Arden Trust
Delaware
$331K +$5.19K +311 +2%
Koshinski Asset Management
242
Koshinski Asset Management
Illinois
$318K -$16.1K -967 -5%
Jane Street
243
Jane Street
New York
$311K -$565K -33,820 -64%
LSCM
244
LaSalle Street Capital Management
Illinois
$311K – – –
HFS
245
HL Financial Services
Kentucky
$304K +$63.8K +3,823 +26%
MC
246
Moors & Cabot
Massachusetts
$299K +$4.86K +291 +2%
HK
247
Horizon Kinetics
New York
$297K +$302K +18,071 New
CL
248
CPWM LLC
Washington
$289K – – –
Prudential Financial
249
Prudential Financial
New Jersey
$283K – – –
AIM
250
Assured Investment Management
New York
$274K +$278K +16,663 New