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Ares Capital

469 hedge funds and large institutions have $2.6B invested in Ares Capital in 2018 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 149 increasing their positions, 161 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 58

4% more funds holding

Funds holding: 451469 (+18)

0.46% less ownership

Funds ownership: 39.78%39.33% (-0.46%)

7% less repeat investments, than reductions

Existing positions increased: 149 | Existing positions reduced: 161

7% less funds holding in top 10

Funds holding in top 10: 1514 (-1)

11% less capital invested

Capital invested by funds: $2.92B → $2.6B (-$318M)

40% less call options, than puts

Call options by funds: $32.2M | Put options by funds: $54M

Holders
469
Holders Change
+18
Holders Change %
+3.99%
% of All Funds
10.45%
Holding in Top 10
14
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-6.67%
% of All Funds
0.31%
New
80
Increased
149
Reduced
161
Closed
58
Calls
$32.2M
Puts
$54M
Net Calls
-$21.9M
Net Calls Change
+$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
201
United Capital Financial Advisors
Texas
$1.12M +$140K +8,434 +13%
TYCC
202
Texas Yale Capital Corp
Florida
$1.09M
FBA
203
Front Barnett Associates
Illinois
$1.07M
NGA
204
Naples Global Advisors
Florida
$1.04M -$103K -6,250 -9%
SWP
205
Stratos Wealth Partners
Ohio
$1.02M -$924K -55,837 -46%
US Bancorp
206
US Bancorp
Minnesota
$1.02M +$239K +14,442 +28%
SBIA
207
Sheaff Brock Investment Advisors
Indiana
$1.01M -$350K -21,152 -25%
PNC Financial Services Group
208
PNC Financial Services Group
Pennsylvania
$996K -$373K -22,559 -26%
BC
209
Barnett & Company
Tennessee
$946K -$20.8K -1,260 -2%
Canada Life
210
Canada Life
Manitoba, Canada
$943K +$98K +5,921 +10%
WA
211
WESPAC Advisors
California
$938K -$31.8K -1,920 -3%
VWA
212
V Wealth Advisors
Kansas
$930K +$55.3K +3,344 +6%
Baird Financial Group
213
Baird Financial Group
Wisconsin
$925K -$26.2K -1,581 -3%
Macquarie Group
214
Macquarie Group
Australia
$923K +$34.7K +2,100 +4%
TFCM
215
Taylor Frigon Capital Management
Arizona
$908K +$7.38K +446 +0.8%
SEC
216
Seven Eight Capital
New York
$895K +$323K +19,500 +51%
BCM
217
Beck Capital Management
Texas
$890K +$945K +57,105 New
PA
218
PFG Advisors
Arizona
$823K +$798K +48,221 New
CCB
219
Cutter & Co Brokerage
Missouri
$805K +$44.9K +2,711 +6%
RIL
220
Rothschild Investment LLC
Illinois
$798K
FCH
221
Freestone Capital Holdings
Washington
$789K -$19.6K -1,182 -2%
PAS
222
Park Avenue Securities
New York
$789K +$47.6K +2,880 +6%
KeyBank National Association
223
KeyBank National Association
Ohio
$787K +$281K +16,967 +51%
QI
224
QS Investors
New York
$775K +$822K +49,700 New
CIA
225
Capital Investment Advisors
Georgia
$763K +$185K +11,200 +30%

ARCC Hedge Fund Activity: Q4 2018 in Review

469 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2018, worth a combined $2.6B — down 11% from $2.92B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ARCC positions and 58 closed out — a net gain of 22 holders — while 149 added to existing stakes and 161 trimmed.

The largest buyer was Ninety One (UK), opening a new position worth an estimated $22.2M. The largest seller was Deutsche Bank, cutting an estimated $44.9M.

  • 469 institutional investors held Ares Capital (ARCC) as of Q4 2018, up from 451 in Q3 2018.
  • Funds reported $2.6B of Ares Capital stock for Q4 2018, down 11% quarter-over-quarter.
  • 80 funds opened new Ares Capital positions in Q4 2018 and 58 closed out, a net change of +22 holders.
  • The largest Ares Capital buyer in Q4 2018 was Ninety One (UK), an estimated $22.2M added.
  • The largest Ares Capital seller in Q4 2018 was Deutsche Bank, an estimated $44.9M sold.

Based on aggregated 13F filings for Q4 2018.