Waddell & Reed Financial’s Ares Capital ARCC Stock Holding History

Waddell & Reed Financial’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-625,679	Closed	-$10.8M	–	494
2018 Q3	$10.8M	Sell	625,679 -35,000	-5%	-$600K	0.02%	421
2018 Q2	$10.9M	Hold	660,679	–	–	0.03%	401
2018 Q1	$10.5M	Sell	660,679 -70,000	-10%	-$1.11M	0.02%	401
2017 Q4	$11.5M	Sell	730,679 -50,000	-6%	-$812K	0.03%	397
2017 Q3	$12.8M	Sell	780,679 -40,000	-5%	-$648K	0.03%	385
2017 Q2	$13.4M	Sell	820,679 -40,000	-5%	-$674K	0.03%	387
2017 Q1	$15M	Hold	860,679	–	–	0.03%	382
2016 Q4	$14.2M	Hold	860,679	–	–	0.03%	373
2016 Q3	$13.3M	Buy	860,679 +25,000	+3%	+$383K	0.03%	376
2016 Q2	$11.9M	Buy	835,679 +20,679	+3%	+$307K	0.03%	373
2016 Q1	$12.1M	Hold	815,000	–	–	0.02%	379
2015 Q4	$11.6M	Sell	815,000 -263,887	-24%	-$4.01M	0.02%	390
2015 Q3	$15.6M	Hold	1,078,887	–	–	0.03%	342
2015 Q2	$17.8M	Hold	1,078,887	–	–	0.03%	364
2015 Q1	$18.5M	Buy	1,078,887 +177,698	+20%	+$2.97M	0.03%	352
2014 Q4	$14.1M	Buy	901,189 +201,189	+29%	+$3.21M	0.02%	371
2014 Q3	$11.3M	Buy	700,000 +130,000	+23%	+$2.2M	0.02%	390
2014 Q2	$10.2M	Buy	570,000 +25,000	+5%	+$429K	0.01%	426
2014 Q1	$9.6M	Buy	545,000 +105,000	+24%	+$1.87M	0.01%	430
2013 Q4	$7.82M	Buy	440,000 +190,000	+76%	+$3.35M	0.01%	456
2013 Q3	$4.32M	Buy	250,000 +75,000	+43%	+$1.31M	0.01%	495
2013 Q2	$3.01M	Buy	+175,000	New	+$3.05M	0.01%	492

Other funds holding ARCC

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Vaughan Nelson Investment Management Houston, Texas $9.96B AUM 41% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

D.E. Shaw & Co New York $127B AUM 43.98% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return