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Ares Capital
ARCC

373 hedge funds and large institutions have $2.84B invested in Ares Capital in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 138 increasing their positions, 112 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 23

54.94% more ownership

Funds ownership: 0% → 54.94% (+55%)

28% more funds holding in top 10

Funds holding in top 10: 18 → 23 (+5)

23% more repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 112

12% more capital invested

Capital invested by funds: $2.54B → $2.84B (+$306M)

8% more funds holding

Funds holding: 344 → 373 (+29)

74% less call options, than puts

Call options by funds: $6.66M | Put options by funds: $26.1M

Holders
373
Holders Change
+29
Holders Change %
+8.43%
% of All Funds
9.32%
Holding in Top 10
23
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+27.78%
% of All Funds
0.57%
New
60
Increased
138
Reduced
112
Closed
23
Calls
$6.66M
Puts
$26.1M
Net Calls
-$19.4M
Net Calls Change
-$11.3M

Top Buyers

1
MC
Muzinich & Co
New York
+$70.9M
2
TCM
Tegean Capital Management
New York
+$20.5M
3
Nomura Holdings
Nomura Holdings
Japan
+$14.9M
4
VNIM
Vaughan Nelson Investment Management
Texas
+$14.7M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$11.6M

Top Sellers

1
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
-$23.6M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$21.6M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$14M
4
IG
ING Group
Netherlands
-$13.6M
5
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
-$13.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
SIC
176
Salem Investment Counselors
North Carolina
$1.24M -$54.9K -3,488 -4%
State Street
177
State Street
Massachusetts
$1.2M -$279K -17,758 -20%
Prudential Financial
178
Prudential Financial
New Jersey
$1.2M +$18.5K +1,178 +2%
FBA
179
Front Barnett Associates
Illinois
$1.18M – – –
KACA
180
Kayne Anderson Capital Advisors
California
$1.15M -$691K -43,900 -39%
TYCC
181
Texas Yale Capital Corp
Florida
$1.15M – – –
PI
182
PineBridge Investments
New York
$1.12M +$92.4K +5,874 +10%
CC
183
Cornerstone Capital
California
$1.1M +$18.9K +1,200 +2%
MC
184
Miles Capital
Iowa
$1.08M +$49.9K +3,169 +5%
NGA
185
Naples Global Advisors
Florida
$1.07M -$6.69K -425 -0.7%
ACM
186
Advent Capital Management
New York
$1.04M +$996K +63,300 New
Creative Planning
187
Creative Planning
Kansas
$987K +$388K +24,665 +70%
MFS
188
MSI Financial Services
Massachusetts
$983K -$12.8K -813 -1%
EVM
189
Eaton Vance Management
Massachusetts
$973K -$88.2K -5,603 -9%
LTI
190
Laffer Tengler Investments
Tennessee
$926K +$598K +38,023 +210%
AllianceBernstein
191
AllianceBernstein
Tennessee
$925K +$181K +11,510 +26%
FWIA
192
Fort Washington Investment Advisors
Ohio
$923K – – –
Macquarie Group
193
Macquarie Group
Australia
$923K – – –
CP
194
Camelot Portfolios
Ohio
$923K +$30.8K +1,960 +4%
IA
195
IFP Advisors
Florida
$917K +$24K +1,524 +3%
US Bancorp
196
US Bancorp
Minnesota
$867K -$81K -5,145 -9%
CTA
197
Chesley Taft & Associates
Illinois
$864K +$21.2K +1,350 +3%
PAS
198
Partnervest Advisory Services
California
$853K -$69.8K -4,434 -8%
HB
199
Homrich & Berg
Georgia
$851K -$2.44K -155 -0.3%
PNC Financial Services Group
200
PNC Financial Services Group
Pennsylvania
$838K +$28.9K +1,838 +4%
6 7
8
9 10

ARCC Hedge Fund Activity: Q4 2016 in Review

373 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2016, worth a combined $2.84B — up 12% from $2.54B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new ARCC positions and 23 closed out — a net gain of 37 holders — while 138 added to existing stakes and 112 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $70.9M. The largest seller was Toronto Dominion Bank, cutting an estimated $23.6M.

  • 373 institutional investors held Ares Capital (ARCC) as of Q4 2016, up from 344 in Q3 2016.
  • Funds reported $2.84B of Ares Capital stock for Q4 2016, up 12% quarter-over-quarter.
  • 60 funds opened new Ares Capital positions in Q4 2016 and 23 closed out, a net change of +37 holders.
  • The largest Ares Capital buyer in Q4 2016 was Muzinich & Co, an estimated $70.9M added.
  • The largest Ares Capital seller in Q4 2016 was Toronto Dominion Bank, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2016.