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Ares Capital
ARCC

Overview Fund Activity

338 hedge funds and large institutions have $2.42B invested in Ares Capital in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 143 increasing their positions, 104 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
338
Holders Change
-2
Holders Change %
-0.59%
% of All Funds
9.81%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.41%
New
35
Increased
143
Reduced
104
Closed
36
Calls
$7.15M
Puts
$8.52M
Net Calls
-$1.37M
Net Calls Change
-$4.25M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$164M
2
Morgan Stanley
2
Morgan Stanley
New York
$79.6M
3
U
3
UBS
Switzerland
$131M
4
Toronto Dominion Bank
4
Toronto Dominion Bank
Ontario, Canada
$18.2M
5
DFG
5
Delphi Financial Group
Delaware
$32.6M

Top Sellers

1
Lord, Abbett & Co
1
Lord, Abbett & Co
New Jersey
$34.1M
2
VNIM
2
Vaughan Nelson Investment Management
Texas
$25.1M
3
PAM
3
PartnerRe Asset Management
Connecticut
$4.81M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$86.3M
5
CS
5
Credit Suisse
Switzerland
$8.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
IAM
176
Impax Asset Management
New Hampshire
$1.13M -$2.18M -135,000 -66%
CA
177
Cetera Advisors
Colorado
$1.13M +$309K +19,082 +38%
CFA
178
Carroll Financial Associates
North Carolina
$1.12M +$165K +10,130 +17%
FWIA
179
Fort Washington Investment Advisors
Ohio
$1.11M +$404 +25 +0%
ICMC
180
Intrepid Capital Management (Connecticut)
Connecticut
$1.08M – – –
SB
181
Suntrust Banks
Georgia
$1.07M +$23.7K +1,465 +2%
ANI
182
American National Insurance
Texas
$990K – – –
DC
183
Davenport & Co
Virginia
$981K +$482K +29,810 +96%
TYCC
184
Texas Yale Capital Corp
Florida
$968K +$968K +59,925 New
EVM
185
Eaton Vance Management
Massachusetts
$954K – – –
EIM
186
Emerson Investment Management
Massachusetts
$899K +$331K +20,470 +58%
NGA
187
Naples Global Advisors
Florida
$898K +$109K +6,761 +14%
Bank of Montreal
188
Bank of Montreal
Ontario, Canada
$896K -$183K -11,314 -17%
LP
189
LMR Partners
United Kingdom
$871K -$11.5M -712,537 -93%
MDCM
190
Morgan Dempsey Capital Management
Wisconsin
$856K +$81K +5,014 +10%
BWAM
191
Boyd Watterson Asset Management
Ohio
$853K +$74.6K +4,621 +10%
EM
192
EnTrustPermal Management
New York
$847K -$175K -10,819 -17%
SIA
193
SeaBridge Investment Advisors
New Jersey
$842K +$39.7K +2,460 +5%
STC
194
SEI Trust Company
Pennsylvania
$836K -$4.61K -285 -0.5%
CP
195
Camelot Portfolios
Ohio
$819K +$60.9K +3,769 +8%
CAN
196
Cetera Advisor Networks
California
$807K +$248K +15,382 +44%
PNC Financial Services Group
197
PNC Financial Services Group
Pennsylvania
$806K -$142K -8,819 -15%
BB
198
Bell Bank
North Dakota
$801K +$63.6K +3,935 +9%
FNB
199
First Niagara Bank
New York
$800K -$14.5K -900 -2%
ICAS
200
Investors Capital Advisory Services
Massachusetts
$766K -$407K -25,210 -35%
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