EnTrustPermal Management’s Ares Capital ARCC Stock Holding History

EnTrustPermal Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-30,898	Closed	-$531K	–	32
2015 Q1	$531K	Hold	30,898	–	–	0.65%	30
2014 Q4	$483K	Sell	30,898 -21,500	-41%	-$343K	0.54%	33
2014 Q3	$847K	Sell	52,398 -10,819	-17%	-$183K	0.97%	22
2014 Q2	$1.13M	Sell	63,217 -1,200	-2%	-$20.6K	1.15%	29
2014 Q1	$1.14M	Hold	64,417	–	–	0.99%	24
2013 Q4	$1.15M	Buy	64,417 +11,874	+23%	+$209K	1.17%	24
2013 Q3	$909K	Buy	+52,543	New	+$920K	0.85%	33

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

EnTrustPermal Management's ARCC Position: Q2 2015 in Review

EnTrustPermal Management sold out of Ares Capital (ARCC) in Q2 2015, closing a stake of 30,898 shares — an estimated $531K sold.

EnTrustPermal Management first reported a position in ARCC in Q3 2013 and held it in 7 quarters. The position peaked at $1.15M in Q4 2013. 334 funds tracked by Wall St. Rank hold ARCC as of Q2 2015.

EnTrustPermal Management reported no remaining Ares Capital position as of Q2 2015 after selling out during the quarter.
EnTrustPermal Management sold 30,898 Ares Capital shares in Q2 2015, an estimated $531K.
EnTrustPermal Management first reported a position in Ares Capital in Q3 2013 and held it in 7 quarters.
EnTrustPermal Management's Ares Capital position peaked at $1.15M in Q4 2013.
334 funds tracked by Wall St. Rank held Ares Capital as of Q2 2015.

Based on EnTrustPermal Management's 13F filing for Q2 2015, filed 14 Aug 2015.