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Ares Capital

510 hedge funds and large institutions have $1.52B invested in Ares Capital in 2020 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 177 increasing their positions, 177 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 177

3% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 75

1% less funds holding

Funds holding: 517510 (-7)

2.17% less ownership

Funds ownership: 34.85%32.68% (-2.2%)

39% less funds holding in top 10

Funds holding in top 10: 1811 (-7)

45% less capital invested

Capital invested by funds: $2.77B → $1.52B (-$1.26B)

56% less call options, than puts

Call options by funds: $16.5M | Put options by funds: $37.9M

Holders
510
Holders Change
-7
Holders Change %
-1.35%
% of All Funds
11.24%
Holding in Top 10
11
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-38.89%
% of All Funds
0.24%
New
73
Increased
177
Reduced
177
Closed
75
Calls
$16.5M
Puts
$37.9M
Net Calls
-$21.4M
Net Calls Change
+$105M
Name Holding Trade Value Shares
Change
Change in
Stake
AIMCA
151
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.26M
BRWM
152
B. Riley Wealth Management
Tennessee
$1.26M +$733K +43,470 +59%
PA
153
Perennial Advisors
New York
$1.26M +$41.7K +2,475 +2%
NP
154
NorthRock Partners
Minnesota
$1.26M +$1.97M +116,521 New
AUB
155
Atlantic Union Bankshares
Virginia
$1.2M -$11K -650 -0.6%
JIC
156
Joel Isaacson & Co
New York
$1.2M +$422K +25,000 +29%
SPIA
157
Steward Partners Investment Advisory
New York
$1.2M -$898K -53,215 -32%
SIA
158
SeaBridge Investment Advisors
New Jersey
$1.18M +$6.33K +375 +0.3%
GIM
159
Guild Investment Management
California
$1.18M -$351K -20,800 -16%
FAAS
160
First Allied Advisory Services
California
$1.16M +$230K +13,657 +15%
PPA
161
Parametric Portfolio Associates
Washington
$1.13M -$584K -34,614 -25%
SAMH
162
Shanda Asset Management Holdings
British Virgin Islands
$1.11M
SFA
163
Sequoia Financial Advisors
Ohio
$1.05M +$229K +13,589 +16%
GC
164
Gillson Capital
Illinois
$1.03M -$4.91M -291,021 -75%
SSA
165
Schonfeld Strategic Advisors
New York
$1.02M +$157K +9,300 +11%
PHS
166
Pekin Hardy Strauss
Illinois
$1.02M -$178K -10,550 -10%
AG
167
Aperio Group
California
$1.01M +$288K +17,091 +22%
TPA
168
Trivium Point Advisory
Connecticut
$1.01M -$70.1K -4,155 -5%
PAG
169
Private Advisor Group
New Jersey
$997K -$3.07M -181,792 -66%
SPC
170
Sigma Planning Corp
Michigan
$969K -$427K -25,318 -22%
Creative Planning
171
Creative Planning
Kansas
$969K +$12.3K +732 +0.8%
State Street
172
State Street
Massachusetts
$959K -$57.9K -3,432 -4%
IWM
173
IHT Wealth Management
Illinois
$955K +$570K +33,815 +62%
MCM
174
Monument Capital Management
Virginia
$954K +$211K +12,504 +16%
SFPG
175
Stonebridge Financial Planning Group
Florida
$942K -$61.8K -3,665 -4%

ARCC Hedge Fund Activity: Q1 2020 in Review

510 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2020, worth a combined $1.52B — down 45% from $2.77B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of ARCC and 73 opened new positions — a net loss of 2 holders — while 177 trimmed existing stakes and 177 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $38.3M. The largest seller was Thornburg Investment Management, cutting an estimated $71.5M.

  • 510 institutional investors held Ares Capital (ARCC) as of Q1 2020, down from 517 in Q4 2019.
  • Funds reported $1.52B of Ares Capital stock for Q1 2020, down 45% quarter-over-quarter.
  • 73 funds opened new Ares Capital positions in Q1 2020 and 75 closed out, a net change of -2 holders.
  • The largest Ares Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $38.3M added.
  • The largest Ares Capital seller in Q1 2020 was Thornburg Investment Management, an estimated $71.5M sold.

Based on aggregated 13F filings for Q1 2020.