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Ares Capital

469 hedge funds and large institutions have $2.6B invested in Ares Capital in 2018 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 149 increasing their positions, 161 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 58

4% more funds holding

Funds holding: 451469 (+18)

0.46% less ownership

Funds ownership: 39.78%39.33% (-0.46%)

7% less repeat investments, than reductions

Existing positions increased: 149 | Existing positions reduced: 161

7% less funds holding in top 10

Funds holding in top 10: 1514 (-1)

11% less capital invested

Capital invested by funds: $2.92B → $2.6B (-$318M)

40% less call options, than puts

Call options by funds: $32.2M | Put options by funds: $54M

Holders
469
Holders Change
+18
Holders Change %
+3.99%
% of All Funds
10.45%
Holding in Top 10
14
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-6.67%
% of All Funds
0.31%
New
80
Increased
149
Reduced
161
Closed
58
Calls
$32.2M
Puts
$54M
Net Calls
-$21.9M
Net Calls Change
+$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
151
SeaBridge Investment Advisors
New Jersey
$1.95M -$901K -54,445 -30%
SPC
152
Sigma Planning Corp
Michigan
$1.9M -$279K -16,856 -12%
PI
153
Putnam Investments
Massachusetts
$1.89M -$2.14M -129,299 -52%
SCM
154
Shelton Capital Management
Colorado
$1.89M
CC
155
Cornerstone Capital
California
$1.86M
DnB Asset Management
156
DnB Asset Management
Norway
$1.86M -$222K -13,400 -10%
MCP
157
Mirador Capital Partners
California
$1.83M -$31.5K -1,906 -2%
WWM
158
Willingdon Wealth Management
North Carolina
$1.82M -$75.6K -4,570 -4%
Marshall Wace
159
Marshall Wace
United Kingdom
$1.79M -$10.1M -613,213 -84%
State Street
160
State Street
Massachusetts
$1.76M -$1.8K -109 -0.1%
PAG
161
Private Advisor Group
New Jersey
$1.73M +$58.5K +3,538 +3%
DC
162
Davenport & Co
Virginia
$1.71M -$109K -6,599 -6%
WCM
163
Weld Capital Management
New York
$1.68M +$1.79M +108,074 New
ACM
164
Arlington Capital Management
Illinois
$1.67M +$1.78M +107,591 New
SCI
165
Stableford Capital II
Arizona
$1.66M
SAMH
166
Shanda Asset Management Holdings
British Virgin Islands
$1.6M
EMG
167
ETF Managers Group
New Jersey
$1.6M -$1.59M -96,359 -48%
CA
168
Cetera Advisors
Colorado
$1.6M -$17.6K -1,065 -1%
WS
169
Wedbush Securities
California
$1.57M +$456K +27,589 +38%
NFC
170
Northeast Financial Consultants
Connecticut
$1.57M +$922K +55,720 +124%
FIM
171
Fernwood Investment Management
Massachusetts
$1.57M -$58.2K -3,516 -3%
BA
172
Bridgewater Associates
Connecticut
$1.55M +$1.64M +99,253 New
SP
173
SWS Partners
Ohio
$1.53M -$369K -22,329 -19%
PA
174
Perennial Advisors
New York
$1.51M +$76.9K +4,647 +5%
KACA
175
Kayne Anderson Capital Advisors
California
$1.49M +$59.6K +3,600 +4%

ARCC Hedge Fund Activity: Q4 2018 in Review

469 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2018, worth a combined $2.6B — down 11% from $2.92B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ARCC positions and 58 closed out — a net gain of 22 holders — while 149 added to existing stakes and 161 trimmed.

The largest buyer was Ninety One (UK), opening a new position worth an estimated $22.2M. The largest seller was Deutsche Bank, cutting an estimated $44.9M.

  • 469 institutional investors held Ares Capital (ARCC) as of Q4 2018, up from 451 in Q3 2018.
  • Funds reported $2.6B of Ares Capital stock for Q4 2018, down 11% quarter-over-quarter.
  • 80 funds opened new Ares Capital positions in Q4 2018 and 58 closed out, a net change of +22 holders.
  • The largest Ares Capital buyer in Q4 2018 was Ninety One (UK), an estimated $22.2M added.
  • The largest Ares Capital seller in Q4 2018 was Deutsche Bank, an estimated $44.9M sold.

Based on aggregated 13F filings for Q4 2018.