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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
101
First Allied Advisory Services
California
$2.73M +$85.1K +5,980 +3%
DnB Asset Management
102
DnB Asset Management
Norway
$2.62M
LCH
103
Lee Capital Holdings
New York
$2.55M
NFC
104
Northeast Financial Consultants
Connecticut
$2.52M -$15.6K -1,100 -0.6%
AR
105
Advisory Research
Illinois
$2.51M -$4.21K -296 -0.2%
Barclays
106
Barclays
United Kingdom
$2.51M +$1.46M +102,909 +133%
Janney Montgomery Scott
107
Janney Montgomery Scott
Pennsylvania
$2.51M +$21K +1,476 +0.8%
CFB
108
Cullen/Frost Bankers
Texas
$2.51M +$82.4K +5,795 +3%
CSA
109
Cottage Street Advisors
Massachusetts
$2.5M -$192K -13,525 -7%
FI
110
Fosun International
China
$2.49M
GSM
111
Global Strategic Management
Puerto Rico
$2.37M -$91.6K -6,439 -4%
POIA
112
Pin Oak Investment Advisors
Texas
$2.35M +$6.47K +455 +0.3%
IAIM
113
International Assets Investment Management
Florida
$2.25M -$552K -38,796 -13%
WP
114
WealthPLAN Partners
Nebraska
$2.22M -$60.8K -4,273 -3%
DW
115
Domani Wealth
Pennsylvania
$2.22M
MCM
116
Marathon Capital Management
Maryland
$2.21M -$68.3K -4,798 -3%
AAS
117
Avantax Advisory Services
Texas
$2.21M +$1.98M +138,912 +722%
TG
118
TCW Group
California
$2.19M -$229K -16,095 -9%
AA
119
ALPS Advisors
Colorado
$2.1M -$896K -63,000 -30%
NWM
120
Nicola Wealth Management
British Columbia, Canada
$2.09M -$1.97M -138,193 -48%
GC
121
Gillson Capital
Illinois
$2.07M +$1.25M +87,684 +145%
BP
122
BBR Partners
New York
$2M +$129K +9,100 +7%
SSA
123
Schonfeld Strategic Advisors
New York
$1.94M +$539K +37,881 +37%
PNC Financial Services Group
124
PNC Financial Services Group
Pennsylvania
$1.93M -$213K -14,950 -10%
CA
125
Cetera Advisors
Colorado
$1.92M +$270K +18,983 +16%

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.