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Ares Capital

478 hedge funds and large institutions have $2.79B invested in Ares Capital in 2019 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 179 increasing their positions, 154 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 179 | Existing positions reduced: 154

6% more funds holding in top 10

Funds holding in top 10: 1718 (+1)

0% more capital invested

Capital invested by funds: $2.78B → $2.79B (+$9.27M)

1.31% less ownership

Funds ownership: 36.39%35.09% (-1.3%)

2% less funds holding

Funds holding: 488478 (-10)

17% less first-time investments, than exits

New positions opened: 45 | Existing positions closed: 54

84% less call options, than puts

Call options by funds: $19.8M | Put options by funds: $126M

Holders
478
Holders Change
-10
Holders Change %
-2.05%
% of All Funds
10.48%
Holding in Top 10
18
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.88%
% of All Funds
0.39%
New
45
Increased
179
Reduced
154
Closed
54
Calls
$19.8M
Puts
$126M
Net Calls
-$106M
Net Calls Change
-$84.5M
Name Holding Trade Value Shares
Change
Change in
Stake
NWM
76
Nicola Wealth Management
British Columbia, Canada
$6.55M +$113K +6,072 +2%
GC
77
Gillson Capital
Illinois
$6.53M +$122K +6,562 +2%
RJFSA
78
Raymond James Financial Services Advisors
Florida
$6.5M +$204K +10,998 +3%
Baird Financial Group
79
Baird Financial Group
Wisconsin
$6.08M +$185K +9,998 +3%
Commonwealth Equity Services
80
Commonwealth Equity Services
Massachusetts
$6.01M +$493K +26,568 +9%
OAM
81
Oxford Asset Management
United Kingdom
$5.98M -$4.79M -258,424 -45%
BTS
82
BB&T Securities
Virginia
$5.85M +$121K +6,542 +2%
Boston Partners
83
Boston Partners
Massachusetts
$5.8M -$95.5K -5,150 -2%
CPIG
84
Chicago Partners Investment Group
Illinois
$5.42M +$241K +13,009 +5%
FA
85
Financial Advantage
Maryland
$5.38M +$31.8K +1,714 +0.6%
PCM
86
Palisade Capital Management
New Jersey
$5.38M +$248K +13,377 +5%
DLCIG
87
D.L. Carlson Investment Group
New Hampshire
$5.33M +$305K +16,466 +6%
Fidelity Investments
88
Fidelity Investments
Massachusetts
$5.27M +$19 +1 +0%
Cambridge Investment Research Advisors
89
Cambridge Investment Research Advisors
Iowa
$5.07M +$854K +46,069 +20%
DFG
90
Delphi Financial Group
Delaware
$5.04M +$37K +1,996 +0.7%
JMPWA
91
JP Morgan Private Wealth Advisors
California
$4.78M +$1.04M +56,065 +28%
LCM
92
Landscape Capital Management
New Jersey
$4.69M +$4.66M +251,526 New
FWIA
93
Fort Washington Investment Advisors
Ohio
$4.61M +$311K +16,772 +7%
LTFS
94
Ladenburg Thalmann Financial Services
Florida
$4.49M -$858K -46,283 -16%
AR
95
Advisory Research
Illinois
$4.22M -$387K -20,872 -8%
NEAM
96
New England Asset Management
Connecticut
$4.21M
SPIA
97
Steward Partners Investment Advisory
New York
$4.11M +$1.09M +59,000 +37%
AIM
98
Allen Investment Management
New York
$4.07M
William Blair & Company
99
William Blair & Company
Illinois
$4.04M +$82.3K +4,437 +2%
SWA
100
SFMG Wealth Advisors
Texas
$4.02M -$85.3K -4,600 -2%

ARCC Hedge Fund Activity: Q3 2019 in Review

478 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2019, worth a combined $2.79B — up 0.33% from $2.78B a quarter earlier.

Sellers outnumbered buyers: 54 funds closed out of ARCC and 45 opened new positions — a net loss of 9 holders — while 154 trimmed existing stakes and 179 added.

The largest buyer was Lord, Abbett & Co, adding an estimated $30.3M. The largest seller was Two Sigma Investments, cutting an estimated $22.9M.

  • 478 institutional investors held Ares Capital (ARCC) as of Q3 2019, down from 488 in Q2 2019.
  • Funds reported $2.79B of Ares Capital stock for Q3 2019, up 0.33% quarter-over-quarter.
  • 45 funds opened new Ares Capital positions in Q3 2019 and 54 closed out, a net change of -9 holders.
  • The largest Ares Capital buyer in Q3 2019 was Lord, Abbett & Co, an estimated $30.3M added.
  • The largest Ares Capital seller in Q3 2019 was Two Sigma Investments, an estimated $22.9M sold.

Based on aggregated 13F filings for Q3 2019.