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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
SIM
376
SSI Investment Management
California
$146K -$10.9K -765 -7%
HKAM
377
Horizon Kinetics Asset Management
New York
$146K -$3.48K -245 -2%
KACA
378
Kayne Anderson Capital Advisors
California
$146K
DFG
379
Demars Financial Group
Washington
$145K +$148K +10,376 New
PAS
380
Partnervest Advisory Services
California
$144K +$384 +27 +0.3%
OFW
381
Omnia Family Wealth
Florida
$140K
CCM
382
Covington Capital Management
California
$126K
VFA
383
Valeo Financial Advisors
Indiana
$124K -$1.85K -130 -1%
BBHC
384
Brown Brothers Harriman & Co
New York
$117K
HPC
385
HM Payson & Co
Maine
$117K +$28.4K +2,000 +31%
CSPIA
386
Cary Street Partners Investment Advisory
Virginia
$107K +$109K +7,665 New
MDCM
387
Morgan Dempsey Capital Management
Wisconsin
$105K -$6.02M -422,892 -98%
FCM
388
Firestone Capital Management
Florida
$105K +$107K +7,500 New
PFGIA
389
Patriot Financial Group Insurance Agency
Massachusetts
$103K +$17.2K +1,206 +20%
NFSG
390
Newbridge Financial Services Group
Florida
$103K +$105K +7,401 New
S
391
SignatureFD
Georgia
$100K +$36.3K +2,550 +55%
HCM
392
Highlander Capital Management
New Jersey
$96K +$85.4K +6,000 +679%
SIC
393
Salem Investment Counselors
North Carolina
$91K
TRCT
394
Tower Research Capital (TRC)
New York
$89K +$47.7K +3,350 +111%
WEC
395
Winslow Evans & Crocker
Massachusetts
$88K -$54.1K -3,800 -38%
MWP
396
Meridian Wealth Partners
Pennsylvania
$88K -$17.8K -1,250 -16%
1IA
397
1834 Investment Advisors
Wisconsin
$88K +$89.6K +6,300 New
CFA
398
Carroll Financial Associates
North Carolina
$87K
BWP
399
Baldwin Wealth Partners
Massachusetts
$84K
BWM
400
BerganKDV Wealth Management
Minnesota
$80K +$100 +7 +0.1%

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.