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Ares Capital
ARCC

373 hedge funds and large institutions have $2.84B invested in Ares Capital in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 138 increasing their positions, 112 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 23

54.94% more ownership

Funds ownership: 0% → 54.94% (+55%)

28% more funds holding in top 10

Funds holding in top 10: 18 → 23 (+5)

23% more repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 112

12% more capital invested

Capital invested by funds: $2.54B → $2.84B (+$306M)

8% more funds holding

Funds holding: 344 → 373 (+29)

74% less call options, than puts

Call options by funds: $6.66M | Put options by funds: $26.1M

Holders
373
Holders Change
+29
Holders Change %
+8.43%
% of All Funds
9.32%
Holding in Top 10
23
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+27.78%
% of All Funds
0.57%
New
60
Increased
138
Reduced
112
Closed
23
Calls
$6.66M
Puts
$26.1M
Net Calls
-$19.4M
Net Calls Change
-$11.3M

Top Buyers

1
MC
Muzinich & Co
New York
+$70.9M
2
TCM
Tegean Capital Management
New York
+$20.5M
3
Nomura Holdings
Nomura Holdings
Japan
+$14.9M
4
VNIM
Vaughan Nelson Investment Management
Texas
+$14.7M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$11.6M

Top Sellers

1
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
-$23.6M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$21.6M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$14M
4
IG
ING Group
Netherlands
-$13.6M
5
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
-$13.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
CFN
351
Cordasco Financial Network
Florida
$16K +$15.7K +1,000 New
FHA
352
First Horizon Advisors
Tennessee
$15K – – –
LCM
353
Liberty Capital Management
Michigan
$15K – – –
GI
354
Gradient Investments
Minnesota
$14K – – –
Canada Pension Plan Investment Board
355
Canada Pension Plan Investment Board
Ontario, Canada
$13K -$13.4M -849,236 -100%
MA
356
MUFG Americas
New York
$13K -$31K -1,970 -71%
BCM
357
Blume Capital Management
California
$13K -$7.87K -500 -38%
EWM
358
Evercore Wealth Management
New York
$11K – – –
PCTC
359
Perkins Coie Trust Company
Washington
$11K – – –
TCOV
360
Trust Company of Vermont
Vermont
$11K +$10.2K +650 New
KF
361
Krilogy Financial
Missouri
$10K – – –
BIG
362
Bellwether Investment Group
Tennessee
$10K +$9.62K +611 New
TWA
363
TCI Wealth Advisors
Arizona
$8K – – –
WIM
364
Westside Investment Management
California
$7.53K +$7.04K +447 New
Barclays
365
Barclays
United Kingdom
$7K -$1.05M -66,605 -99%
SFG
366
SevenBridge Financial Group
Pennsylvania
$5K – – –
AIM
367
Acrospire Investment Management
Illinois
$5K +$4.72K +300 New
GRP
368
Global Retirement Partners
California
$5K +$4.72K +300 New
AF
369
Allworth Financial
California
$3K – – –
Carson Wealth (CWM LLC)
370
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
PFBT
371
Parkside Financial Bank & Trust
Missouri
$2K +$834 +53 +91%
VCM
372
Versant Capital Management
Arizona
$1K – – –
IG
373
ING Group
Netherlands
– -$13.6M -877,061 Closed
HHC
374
Hutchin Hill Capital
New York
– -$10.1M -650,000 Closed
GC
375
Gratia Capital
California
– -$4.22M -272,412 Closed
12 13 14
15
16

ARCC Hedge Fund Activity: Q4 2016 in Review

373 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2016, worth a combined $2.84B — up 12% from $2.54B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new ARCC positions and 23 closed out — a net gain of 37 holders — while 138 added to existing stakes and 112 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $70.9M. The largest seller was Toronto Dominion Bank, cutting an estimated $23.6M.

  • 373 institutional investors held Ares Capital (ARCC) as of Q4 2016, up from 344 in Q3 2016.
  • Funds reported $2.84B of Ares Capital stock for Q4 2016, up 12% quarter-over-quarter.
  • 60 funds opened new Ares Capital positions in Q4 2016 and 23 closed out, a net change of +37 holders.
  • The largest Ares Capital buyer in Q4 2016 was Muzinich & Co, an estimated $70.9M added.
  • The largest Ares Capital seller in Q4 2016 was Toronto Dominion Bank, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2016.