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Ares Capital
ARCC

Overview Fund Activity

338 hedge funds and large institutions have $2.42B invested in Ares Capital in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 143 increasing their positions, 104 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
338
Holders Change
-2
Holders Change %
-0.59%
% of All Funds
9.81%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.41%
New
35
Increased
143
Reduced
104
Closed
36
Calls
$7.15M
Puts
$8.52M
Net Calls
-$1.37M
Net Calls Change
-$4.25M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$164M
2
Morgan Stanley
2
Morgan Stanley
New York
$79.6M
3
U
3
UBS
Switzerland
$131M
4
Toronto Dominion Bank
4
Toronto Dominion Bank
Ontario, Canada
$18.2M
5
DFG
5
Delphi Financial Group
Delaware
$32.6M

Top Sellers

1
Lord, Abbett & Co
1
Lord, Abbett & Co
New Jersey
$34.1M
2
VNIM
2
Vaughan Nelson Investment Management
Texas
$25.1M
3
PAM
3
PartnerRe Asset Management
Connecticut
$4.81M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$86.3M
5
CS
5
Credit Suisse
Switzerland
$8.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
326
Manchester Capital Management
Vermont
$8K +$8K +500 New
AWM
327
Avior Wealth Management
Nebraska
$7K – – –
HCM
328
Highlander Capital Management
New Jersey
$5.25K – – –
Northwestern Mutual Wealth Management
329
Northwestern Mutual Wealth Management
Wisconsin
$5K -$1.44K -89 -22%
1IC
330
1919 Investment Counsel
Maryland
$5K +$5K +300 New
CCA
331
Catalyst Capital Advisors
New York
$4K +$4K +256 New
HR
332
Howe & Rusling
New York
$3K +$3K +205 New
FANJ
333
Financial Architects (New Jersey)
New Jersey
$2K – – –
AC
334
Alexandria Capital
Virginia
$2K – – –
FWM
335
Focused Wealth Management
New York
$2K – – –
FCCM
336
First City Capital Management
Georgia
$1.83K – – –
SMG
337
Spectrum Management Group
Indiana
$1K – – –
NG
338
NatWest Group
United Kingdom
$215 -$22 -1,371 -9%
PFMOSF
339
Philadelphia Financial Management of San Francisco
California
– -$11.6M -649,461 Closed
PP
340
Paloma Partners
Connecticut
– -$9.07M -507,826 Closed
First Trust Advisors
341
First Trust Advisors
Illinois
– -$8.21M -459,879 Closed
TCIM
342
TIAA CREF Investment Management
New York
– -$7.22M -404,057 Closed
COPPSERS
343
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$6.25M -349,825 Closed
BCMU
344
BlueCrest Capital Management (UK)
Guernsey
– -$4.05M -227,015 Closed
State Board of Administration of Florida Retirement System
345
State Board of Administration of Florida Retirement System
Florida
– -$2.58M -144,180 Closed
BIT
346
BlackRock Institutional Trust
California
– -$1.75M -97,931 Closed
PRCM
347
Pine River Capital Management
Minnesota
– -$1.71M -95,600 Closed
PP
348
PDT Partners
New York
– -$1.54M -85,977 Closed
JHIU
349
Janus Henderson Investors US
Colorado
– -$1.5M -83,810 Closed
GCM
350
Glaxis Capital Management
Florida
– -$1.47M -82,100 Closed
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