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Ares Capital
ARCC

Overview Fund Activity

312 hedge funds and large institutions have $3.33B invested in Ares Capital in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 151 increasing their positions, 79 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
+6
Holders Change %
+1.96%
% of All Funds
10.12%
Holding in Top 10
16
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.52%
New
32
Increased
151
Reduced
79
Closed
25
Calls
$20.6M
Puts
$9.69M
Net Calls
+$10.9M
Net Calls Change
+$16.1M

Top Buyers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$741M
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$40.7M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$119M
4
MHI
4
Miller Howard Investments
New York
$15.3M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$33.5M

Top Sellers

1
Artisan Partners
1
Artisan Partners
Wisconsin
$0
2
Principal Financial Group
2
Principal Financial Group
Iowa
$5.01M
3
Alyeska Investment Group
3
Alyeska Investment Group
Illinois
$0
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$19.8M
5
RFC
5
Russell Frank Company
Washington
$16.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
251
Creative Planning
Kansas
$196K -$25.1K -1,453 -11%
HI
252
Hudock Inc
Pennsylvania
$194K +$17.8K +1,030 +10%
NCCM
253
Nine Chapters Capital Management
New Jersey
$194K +$194K +11,200 New
PAM
254
Paradigm Asset Management
New York
$189K +$13.8K +800 +8%
Verition Fund Management
255
Verition Fund Management
Connecticut
$187K +$187K +10,836 New
WT
256
Wilmington Trust
Delaware
$185K +$259 +15 +0.1%
WJA
257
Williams Jones & Associates
New York
$181K – – –
FCI
258
Financial Counselors Inc
Kansas
$180K +$180K +10,400 New
Susquehanna International Group
259
Susquehanna International Group
Pennsylvania
$177K -$649K -37,474 -79%
1IA
260
1834 Investment Advisors
Wisconsin
$176K – – –
FHC
261
First Heartland Consultants
Missouri
$176K +$176K +10,120 New
SAM
262
Selway Asset Management
$173K – – –
KeyBank National Association
263
KeyBank National Association
Ohio
$173K – – –
MLICM
264
Metropolitan Life Insurance Company (MetLife)
New York
$134K +$4.69K +271 +4%
TRCT
265
Tower Research Capital (TRC)
New York
$122K +$117K +6,718 +2,167%
BRWA
266
B. Riley Wealth Advisors
Florida
$102K – – –
PAS
267
Partnervest Advisory Services
California
$97K +$16.3K +943 +20%
PSI
268
Pinnacle Summer Investments
Virginia
$91K +$72.5K +4,224 +392%
FAM
269
Formidable Asset Management
Ohio
$91K +$91K +5,272 New
NES
270
New England Securities
New York
$87K +$12K +693 +16%
SFSIG
271
San Francisco Sentry Investment Group
California
$80K – – –
PAM
272
Panagora Asset Management
Massachusetts
$74K – – –
Parallax Volatility Advisers
273
Parallax Volatility Advisers
California
$56K -$4.07K -234 -7%
WT
274
Whittier Trust
California
$56K – – –
Fifth Third Bancorp
275
Fifth Third Bancorp
Ohio
$51K -$16.8K -975 -25%
9 10
11
12 13