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Aqua Metals
AQMS

53 hedge funds and large institutions have $24.4M invested in Aqua Metals in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more call options, than puts

Call options by funds: $47K | Put options by funds: $18K

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

5% more capital invested

Capital invested by funds: $23.3M → $24.4M (+$1.13M)

0% more funds holding

Funds holding: 53 → 53 (0)

0% more ownership

Funds ownership: 0.13% → 0.13% (+0%)

Holders
53
Holders Change
–
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
13
Closed
5
Calls
$47K
Puts
$18K
Net Calls
+$29K
Net Calls Change
-$60K

Top Buyers

1
IAM
ICM Asset Management
Washington
+$936K
2
Vanguard Group
Vanguard Group
Pennsylvania
+$567K
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$269K
4
Goldman Sachs
Goldman Sachs
New York
+$136K
5
AG
Advisor Group
Arizona
+$58.4K

Top Sellers

1
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$320K
2
Millennium Management
Millennium Management
New York
-$290K
3
WVP
Worth Venture Partners
New Jersey
-$272K
4
WAM
Wolverine Asset Management
Illinois
-$183K
5
FCM
Frontier Capital Management
Massachusetts
-$78.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
1
AWM Investment Company
New York
$8.71M – – –
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.91M +$567K +1,555 +16%
IAM
3
ICM Asset Management
Washington
$3.01M +$936K +2,565 +41%
WAM
4
Wolverine Asset Management
Illinois
$1.94M -$183K -501 -8%
BlackRock
5
BlackRock
New York
$1.44M +$15K +41 +1%
FCM
6
Frontier Capital Management
Massachusetts
$1.05M -$78.8K -216 -7%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$633K +$51.8K +142 +8%
BNP Paribas Financial Markets
8
BNP Paribas Financial Markets
France
$527K – – –
SC
9
Selz Capital
New York
$459K – – –
AG
10
Advisor Group
Arizona
$387K +$58.4K +160 +16%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$255K +$269K +737 +5,669%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$214K – – –
Northern Trust
13
Northern Trust
Illinois
$189K -$19.3K -53 -9%
Goldman Sachs
14
Goldman Sachs
New York
$160K +$136K +374 +382%
SPC
15
Sigma Planning Corp
Michigan
$153K +$1.46K +4 +0.9%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$128K +$5.11K +14 +4%
RFC
17
Regions Financial Corp
Alabama
$119K – – –
UBS Group
18
UBS Group
Switzerland
$99K -$18.2K -50 -15%
Citadel Advisors
19
Citadel Advisors
Florida
$77K -$10.9K -30 -12%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$70K +$4.01K +11 +6%
LCS
21
Levin Capital Strategies
New York
$68K +$18.2K +50 +33%
BRWA
22
B. Riley Wealth Advisors
Florida
$68K +$22.3K +61 +45%
WPC
23
White Pine Capital
Minnesota
$59K +$32.1K +88 +104%
CAN
24
Cetera Advisor Networks
California
$54K – – –
Bank of New York Mellon
25
Bank of New York Mellon
New York
$53K – – –
1
2 3

AQMS Hedge Fund Activity: Q3 2019 in Review

53 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Aqua Metals (AQMS) for Q3 2019, worth a combined $24.4M — up 4.9% from $23.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new AQMS positions and 5 closed out — a net gain of 1 holder — while 17 added to existing stakes and 13 trimmed.

The largest buyer was ICM Asset Management, adding an estimated $936K. The largest seller was D.E. Shaw & Co, cutting an estimated $320K.

  • 53 institutional investors held Aqua Metals (AQMS) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $24.4M of Aqua Metals stock for Q3 2019, up 4.9% quarter-over-quarter.
  • 6 funds opened new Aqua Metals positions in Q3 2019 and 5 closed out, a net change of +1 holder.
  • The largest Aqua Metals buyer in Q3 2019 was ICM Asset Management, an estimated $936K added.
  • The largest Aqua Metals seller in Q3 2019 was D.E. Shaw & Co, an estimated $320K sold.

Based on aggregated 13F filings for Q3 2019.