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Aqua Metals
AQMS

61 hedge funds and large institutions have $27M invested in Aqua Metals in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more ownership

Funds ownership: 0.09% → 0.09% (+0%)

12% less funds holding

Funds holding: 69 → 61 (-8)

29% less capital invested

Capital invested by funds: $38.3M → $27M (-$11.3M)

42% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 19

51% less call options, than puts

Call options by funds: $749K | Put options by funds: $1.52M

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

Holders
61
Holders Change
-8
Holders Change %
-11.59%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
19
Closed
14
Calls
$749K
Puts
$1.52M
Net Calls
-$769K
Net Calls Change
-$664K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1.01M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$804K
3
IC
IEQ Capital
California
+$608K
4
GCP
GSA Capital Partners
United Kingdom
+$476K
5
Two Sigma Investments
Two Sigma Investments
New York
+$450K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.14M
2
Deutsche Bank
Deutsche Bank
Germany
-$942K
3
Millennium Management
Millennium Management
New York
-$394K
4
JF
Jump Financial
Illinois
-$304K
5
HF
HRT Financial
New York
-$280K
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$71K -$35.8K -79 -32%
TRCT
27
Tower Research Capital (TRC)
New York
$68K +$50.8K +112 +211%
WSC
28
Wellington Shields & Co
New York
$66K – – –
Bank of New York Mellon
29
Bank of New York Mellon
New York
$63K – – –
Wolverine Trading
30
Wolverine Trading
Illinois
$62K -$65.7K -145 -50%
WJWM
31
Williams Jones Wealth Management
New York
$60K – – –
WPC
32
White Pine Capital
Minnesota
$58K – – –
Dimensional Fund Advisors
33
Dimensional Fund Advisors
Texas
$53K -$453 -1 -0.8%
Charles Schwab
34
Charles Schwab
California
$49K – – –
Barclays
35
Barclays
United Kingdom
$44K +$48.1K +106 New
HighTower Advisors
36
HighTower Advisors
Illinois
$41K – – –
HWM
37
HighMark Wealth Management
Minnesota
$38K -$1.81K -4 -4%
MCM
38
Marathon Capital Management
Maryland
$32K – – –
IA
39
IFP Advisors
Florida
$31K – – –
LPL Financial
40
LPL Financial
California
$30K -$2.27K -5 -6%
Brown Advisory
41
Brown Advisory
Maryland
$30K – – –
Jane Street
42
Jane Street
New York
$26K -$161K -356 -85%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$25K -$12.2K -27 -31%
Qube Research & Technologies (QRT)
44
Qube Research & Technologies (QRT)
United Kingdom
$24K +$25.8K +57 New
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$23K -$14.1K -31 -36%
RE
46
RBC Europe
United Kingdom
$20.7K – – –
Wells Fargo
47
Wells Fargo
California
$19K – – –
CG
48
Cutler Group
California
$16K -$10.4K -23 -37%
SWM
49
Spire Wealth Management
Virginia
$12K – – –
GWM
50
Geneos Wealth Management
Colorado
$11K +$6.35K +14 +100%
1
2
3

AQMS Hedge Fund Activity: Q3 2021 in Review

61 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Aqua Metals (AQMS) for Q3 2021, worth a combined $27M — down 29% from $38.3M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of AQMS and 6 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 11 added.

The largest buyer was Morgan Stanley, adding an estimated $1.01M. The largest seller was Susquehanna International Group, cutting an estimated $1.14M.

  • 61 institutional investors held Aqua Metals (AQMS) as of Q3 2021, down from 69 in Q2 2021.
  • Funds reported $27M of Aqua Metals stock for Q3 2021, down 29% quarter-over-quarter.
  • 6 funds opened new Aqua Metals positions in Q3 2021 and 14 closed out, a net change of -8 holders.
  • The largest Aqua Metals buyer in Q3 2021 was Morgan Stanley, an estimated $1.01M added.
  • The largest Aqua Metals seller in Q3 2021 was Susquehanna International Group, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2021.