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APTO

Aptose Biosciences, Inc.

Delisted

APTO was delisted on the 1st of April, 2025.

25 hedge funds and large institutions have $3.25M invested in Aptose Biosciences, Inc. in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2425 (+1)

25% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 4

31% less capital invested

Capital invested by funds: $4.71M → $3.25M (-$1.46M)

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DS
1
DRW Securities
Illinois
$1.66M
SPC
2
Sigma Planning Corp
Michigan
$408K +$573K +4,860 New
NCM
3
Nantahala Capital Management
Connecticut
$382K -$38.3K -325 -7%
CC
4
Carlson Capital
Texas
$299K
AC
5
Annandale Capital
Texas
$209K +$83.8K +711 +40%
Morgan Stanley
6
Morgan Stanley
New York
$131K -$707 -6 -0.4%
Citadel Advisors
7
Citadel Advisors
Florida
$48.6K +$68.1K +578 New
CA
8
Cetera Advisors
Colorado
$42K +$58.9K +500 New
TWC
9
TD Waterhouse Canada
Ontario, Canada
$27.8K
Toronto Dominion Bank
10
Toronto Dominion Bank
Ontario, Canada
$12.9K +$18K +153 New
US Bancorp
11
US Bancorp
Minnesota
$5.66K
Wells Fargo
12
Wells Fargo
California
$4.79K
Bank of America
13
Bank of America
North Carolina
$3.92K +$5.18K +44 +1,467%
GG
14
Gleason Group
Kentucky
$3.4K
NFSG
15
Newbridge Financial Services Group
Florida
$2.33K -$471 -4 -13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2K -$3.18K -27 -53%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.18K
HWM
18
HighMark Wealth Management
Minnesota
$840
BHWM
19
Beaird Harris Wealth Management
Texas
$700
TRCT
20
Tower Research Capital (TRC)
New York
$526 +$589 +5 +500%
JMF
21
Johnson Midwest Financial
Iowa
$423
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$372
Group One Trading
23
Group One Trading
Illinois
$322
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$285
CSC
25
Caldwell Sutter Capital
California
$258

APTO Hedge Fund Activity: Q3 2023 in Review

25 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Aptose Biosciences, Inc. (APTO) for Q3 2023, worth a combined $3.25M — down 31% from $4.71M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new APTO positions and 3 closed out — a net gain of 1 holder — while 3 added to existing stakes and 4 trimmed.

The largest buyer was Sigma Planning Corp, opening a new position worth an estimated $573K. The largest seller was Goldman Sachs, exiting entirely with an estimated $165K sold.

  • 25 institutional investors held Aptose Biosciences, Inc. (APTO) as of Q3 2023, up from 24 in Q2 2023.
  • Funds reported $3.25M of Aptose Biosciences, Inc. stock for Q3 2023, down 31% quarter-over-quarter.
  • 4 funds opened new Aptose Biosciences, Inc. positions in Q3 2023 and 3 closed out, a net change of +1 holder.
  • The largest Aptose Biosciences, Inc. buyer in Q3 2023 was Sigma Planning Corp, an estimated $573K added.
  • The largest Aptose Biosciences, Inc. seller in Q3 2023 was Goldman Sachs, an estimated $165K sold.

Based on aggregated 13F filings for Q3 2023.