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AllianzIM U.S. Equity Buffer20 Apr ETF
APRW

Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$15M +$15.1M +578,296 +4,278%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$6.74M +$4.4M +168,338 +172%
PWMG
3
Prestige Wealth Management Group
New Jersey
$2.21M +$2.28M +87,318 New
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.86M +$1.92M +73,354 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.66M +$1.34M +51,384 +367%
SB
6
Strategic Blueprint
Georgia
$1.15M +$1.19M +45,532 New
CAN
7
Cetera Advisor Networks
California
$1.13M +$1.17M +44,758 New
Jane Street
8
Jane Street
New York
$1.09M +$1.12M +42,973 New
NFG
9
Nations Financial Group
Iowa
$1.07M +$324K +12,388 +42%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.04M +$583K +22,294 +119%
WP
11
WealthSource Partners
California
$1.01M +$1.04M +39,800 New
APA
12
American Portfolios Advisors
New York
$987K +$742K +28,397 +268%
CAG
13
Compass Advisory Group
New York
$890K +$149K +5,719 +19%
AAS
14
Avantax Advisory Services
Texas
$413K +$427K +16,331 New
DFA
15
DHJJ Financial Advisors
Illinois
$377K +$168K +6,415 +76%
IA
16
IFP Advisors
Florida
$319K – – –
KAS
17
Kestra Advisory Services
Texas
$289K +$298K +11,403 New
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$275K +$284K +10,852 New
APW
19
Aurora Private Wealth
New Jersey
$246K – – –
CA
20
Cetera Advisors
Colorado
$238K +$246K +9,400 New
CFD
21
Creative Financial Designs
Indiana
$145K +$150K +5,725 New
RG
22
Retirement Group
California
$101K – – –
AF
23
Advisornet Financial
Minnesota
$51K +$52.3K +2,000 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$38K +$38.7K +1,482 New
HI
25
Harbour Investments
Wisconsin
$25K +$26.1K +1,000 New
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