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Alpha and Omega Semiconductor

64 hedge funds and large institutions have $103M invested in Alpha and Omega Semiconductor in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

2% more funds holding

Funds holding: 6364 (+1)

13% less capital invested

Capital invested by funds: $118M → $103M (-$15.6M)

52% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 29

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3K

Holders
64
Holders Change
+1
Holders Change %
+1.59%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
14
Reduced
29
Closed
9
Calls
Puts
$3K
Net Calls
-$3K
Net Calls Change
+$154K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$29.5M
RA
2
Royce & Associates
New York
$11.7M +$1.47M +191,689 +14%
GS
3
Gagnon Securities
New York
$9.85M -$570K -74,147 -5%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$6.13M +$8.7K +1,132 +0.1%
GA
5
Gagnon Advisors
New York
$6M +$5.98M +778,354 New
BFA
6
BlackRock Fund Advisors
California
$3.7M -$149K -19,447 -4%
Boston Partners
7
Boston Partners
Massachusetts
$3.57M
JP Morgan Chase
8
JP Morgan Chase
New York
$2.98M -$95.7K -12,461 -3%
Vanguard Group
9
Vanguard Group
Pennsylvania
$2.69M +$40.7K +5,300 +2%
LSC
10
Lyon Street Capital
California
$2.28M -$367K -47,744 -14%
BIT
11
BlackRock Institutional Trust
California
$2.03M -$89.4K -11,644 -4%
TBAM
12
True Bearing Asset Management
California
$1.89M +$1.88M +245,027 New
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$1.86M -$4.61K -600 -0.3%
State Street
14
State Street
Massachusetts
$1.8M +$6.67K +869 +0.4%
Northern Trust
15
Northern Trust
Illinois
$1.76M +$33.5K +4,368 +2%
LSV Asset Management
16
LSV Asset Management
Illinois
$1.27M -$21.5K -2,798 -2%
FP
17
Foundry Partners
Minnesota
$1.17M +$1.17M +151,775 New
CIA
18
Capital Impact Advisors
Massachusetts
$848K +$845K +110,041 New
Renaissance Technologies
19
Renaissance Technologies
New York
$831K -$247K -32,125 -23%
BCM
20
Bridgeway Capital Management
Texas
$810K -$307K -40,000 -28%
NFA
21
Nationwide Fund Advisors
Ohio
$678K
Bank of New York Mellon
22
Bank of New York Mellon
New York
$641K +$14.2K +1,854 +2%
BA
23
BlackRock Advisors
Delaware
$640K -$19.4K -2,528 -3%
TCIM
24
TIAA CREF Investment Management
New York
$629K
PPA
25
Parametric Portfolio Associates
Washington
$571K +$15.6K +2,036 +3%

AOSL Hedge Fund Activity: Q4 2013 in Review

64 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alpha and Omega Semiconductor (AOSL) for Q4 2013, worth a combined $103M — down 13% from $118M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new AOSL positions and 9 closed out — a net gain of 1 holder — while 14 added to existing stakes and 29 trimmed.

The largest buyer was True Bearing Asset Management, opening a new position worth an estimated $1.88M. The largest seller was Tahithromos, exiting entirely with an estimated $1.72M sold.

  • 64 institutional investors held Alpha and Omega Semiconductor (AOSL) as of Q4 2013, up from 63 in Q3 2013.
  • Funds reported $103M of Alpha and Omega Semiconductor stock for Q4 2013, down 13% quarter-over-quarter.
  • 10 funds opened new Alpha and Omega Semiconductor positions in Q4 2013 and 9 closed out, a net change of +1 holder.
  • The largest Alpha and Omega Semiconductor buyer in Q4 2013 was True Bearing Asset Management, an estimated $1.88M added.
  • The largest Alpha and Omega Semiconductor seller in Q4 2013 was Tahithromos, an estimated $1.72M sold.

Based on aggregated 13F filings for Q4 2013.