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A.O. Smith

242 hedge funds and large institutions have $3.15B invested in A.O. Smith in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 73 increasing their positions, 110 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

1.37% more ownership

Funds ownership: 172.55%173.92% (+1.4%)

4% less capital invested

Capital invested by funds: $3.27B → $3.15B (-$123M)

4% less funds holding

Funds holding: 252242 (-10)

34% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 110

35% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 23

94% less call options, than puts

Call options by funds: $51K | Put options by funds: $841K

Holders
242
Holders Change
-10
Holders Change %
-3.97%
% of All Funds
7.02%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.15%
New
15
Increased
73
Reduced
110
Closed
23
Calls
$51K
Puts
$841K
Net Calls
-$790K
Net Calls Change
-$230K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$334M +$39.4M +1,622,656 +13%
Vanguard Group
2
Vanguard Group
Pennsylvania
$280M -$624K -25,692 -0.2%
State Street
3
State Street
Massachusetts
$233M -$16.7M -686,750 -7%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$127M -$141K -5,800 -0.1%
Invesco
5
Invesco
Georgia
$122M +$482K +19,870 +0.4%
BFA
6
BlackRock Fund Advisors
California
$103M +$3.3M +135,988 +3%
BIT
7
BlackRock Institutional Trust
California
$95.7M -$2.28M -93,964 -2%
VFA
8
Virtus Fund Advisers
Connecticut
$94.3M +$19.3M +796,452 +25%
PAMU
9
Pictet Asset Management (UK)
United Kingdom
$90.6M -$2.81M -115,852 -3%
Neuberger Berman Group
10
Neuberger Berman Group
New York
$79M -$5.01M -206,400 -6%
ORI
11
Oak Ridge Investments
Illinois
$74.7M -$898K -36,978 -1%
KI
12
Kalmar Investments
Delaware
$73.1M -$1.07M -44,020 -1%
JP Morgan Chase
13
JP Morgan Chase
New York
$63.9M +$51.5M +2,121,182 +366%
Wells Fargo
14
Wells Fargo
California
$60.8M +$38M +1,566,840 +156%
KAM
15
Keeley Asset Management
Illinois
$49.2M -$245K -10,080 -0.5%
IAMU
16
Impax Asset Management (UK)
United Kingdom
$46.9M +$10.3M +425,944 +27%
Prudential Financial
17
Prudential Financial
New Jersey
$46.3M -$2.49M -102,660 -5%
FCM
18
Frontier Capital Management
Massachusetts
$42.6M -$1.65M -67,824 -4%
O
19
OppenheimerFunds
New York
$41.1M +$9.05M +372,900 +27%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$37.7M +$1.96M +80,660 +5%
TAM
21
Tiverton Asset Management
Delaware
$35.5M
Northern Trust
22
Northern Trust
Illinois
$32.1M -$8.23M -339,216 -20%
Norges Bank
23
Norges Bank
Norway
$29.9M -$28.7M -1,180,536 -48%
Principal Financial Group
24
Principal Financial Group
Iowa
$28.2M -$393K -16,172 -1%
CCM
25
Channing Capital Management
Illinois
$27.2M +$2.89M +119,070 +12%

AOS Hedge Fund Activity: Q3 2014 in Review

242 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in A.O. Smith (AOS) for Q3 2014, worth a combined $3.15B — down 3.8% from $3.27B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of AOS and 15 opened new positions — a net loss of 8 holders — while 110 trimmed existing stakes and 73 added.

The largest buyer was JP Morgan Chase, adding an estimated $51.5M. The largest seller was Axiom Investors, exiting entirely with an estimated $43.5M sold.

  • 242 institutional investors held A.O. Smith (AOS) as of Q3 2014, down from 252 in Q2 2014.
  • Funds reported $3.15B of A.O. Smith stock for Q3 2014, down 3.8% quarter-over-quarter.
  • 15 funds opened new A.O. Smith positions in Q3 2014 and 23 closed out, a net change of -8 holders.
  • The largest A.O. Smith buyer in Q3 2014 was JP Morgan Chase, an estimated $51.5M added.
  • The largest A.O. Smith seller in Q3 2014 was Axiom Investors, an estimated $43.5M sold.

Based on aggregated 13F filings for Q3 2014.