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A.O. Smith

242 hedge funds and large institutions have $3.15B invested in A.O. Smith in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 73 increasing their positions, 110 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

1.37% more ownership

Funds ownership: 172.55%173.92% (+1.4%)

4% less capital invested

Capital invested by funds: $3.27B → $3.15B (-$123M)

4% less funds holding

Funds holding: 252242 (-10)

34% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 110

35% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 23

94% less call options, than puts

Call options by funds: $51K | Put options by funds: $841K

Holders
242
Holders Change
-10
Holders Change %
-3.97%
% of All Funds
7.02%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.15%
New
15
Increased
73
Reduced
110
Closed
23
Calls
$51K
Puts
$841K
Net Calls
-$790K
Net Calls Change
-$230K
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
226
LS Investment Advisors
Michigan
$17K
BBHC
227
Brown Brothers Harriman & Co
New York
$15K
DADC
228
D.A. Davidson & Co
Montana
$13K
PTC
229
Private Trust Company
Ohio
$13K
AF
230
Arrow Financial
New York
$11K +$10.9K +450 New
WCBA
231
Weaver C. Barksdale & Associates
Tennessee
$10K +$243 +10 +3%
Manulife (Manufacturers Life Insurance)
232
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9.93K +$14K +578 +0.1%
KTC
233
Kistler-Tiffany Companies
Pennsylvania
$9K
Bessemer Group
234
Bessemer Group
New Jersey
$8K
MFS
235
MSI Financial Services
Massachusetts
$7K -$4.86K -200 -42%
LNB
236
Ledyard National Bank
$7K
Envestnet Asset Management
237
Envestnet Asset Management
Illinois
$3K -$7.62K -314 -72%
MA
238
MUFG Americas
New York
$2K -$2.82K -116 -57%
CFA
239
Carroll Financial Associates
North Carolina
$2K
NES
240
New England Securities
New York
$2K
CAW
241
Cornerstone Advisors (Washington)
Washington
$1K
AI
242
Axiom Investors
Connecticut
-$43.5M -1,756,600 Closed
D.E. Shaw & Co
243
D.E. Shaw & Co
New York
-$3.61M -145,766 Closed
CAM
244
Congress Asset Management
Massachusetts
-$2.39M -96,494 Closed
Citadel Advisors
245
Citadel Advisors
Florida
-$2.17M -87,434 Closed
RJA
246
Raymond James & Associates
Florida
-$1.58M -63,888 Closed
NCCM
247
Nine Chapters Capital Management
New Jersey
-$1.05M -42,400 Closed
HSBC Holdings
248
HSBC Holdings
United Kingdom
-$1.03M -41,722 Closed
JIM
249
Jupiter Investment Management
United Kingdom
-$674K -27,200 Closed
Natixis Advisors
250
Natixis Advisors
Massachusetts
-$629K -25,370 Closed

AOS Hedge Fund Activity: Q3 2014 in Review

242 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in A.O. Smith (AOS) for Q3 2014, worth a combined $3.15B — down 3.8% from $3.27B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of AOS and 15 opened new positions — a net loss of 8 holders — while 110 trimmed existing stakes and 73 added.

The largest buyer was JP Morgan Chase, adding an estimated $51.5M. The largest seller was Axiom Investors, exiting entirely with an estimated $43.5M sold.

  • 242 institutional investors held A.O. Smith (AOS) as of Q3 2014, down from 252 in Q2 2014.
  • Funds reported $3.15B of A.O. Smith stock for Q3 2014, down 3.8% quarter-over-quarter.
  • 15 funds opened new A.O. Smith positions in Q3 2014 and 23 closed out, a net change of -8 holders.
  • The largest A.O. Smith buyer in Q3 2014 was JP Morgan Chase, an estimated $51.5M added.
  • The largest A.O. Smith seller in Q3 2014 was Axiom Investors, an estimated $43.5M sold.

Based on aggregated 13F filings for Q3 2014.