We are live on ! Find out more
AOM icon

iShares Core Moderate Allocation ETF

27 hedge funds and large institutions have $24.4M invested in iShares Core Moderate Allocation ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.98% less ownership

Funds ownership: 15.82%12.85% (-3%)

10% less funds holding

Funds holding: 3027 (-3)

16% less capital invested

Capital invested by funds: $28.9M → $24.4M (-$4.58M)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
9
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MG
1
MDE Group
New Jersey
$5.54M -$2.14M -64,840 -28%
LPL Financial
2
LPL Financial
California
$3.52M -$380K -11,533 -10%
Bank of America
3
Bank of America
North Carolina
$3.42M -$138K -4,192 -4%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.55M -$66.5K -2,020 -4%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.42M +$14.9K +452 +1%
NC
6
NewSquare Capital
Pennsylvania
$1.19M +$199K +6,045 +20%
U
7
UBS
Switzerland
$1.18M +$406K +12,320 +53%
TAG
8
Tactical Allocation Group
Michigan
$891K -$66K -2,003 -7%
EA
9
Efficient Advisors
Ohio
$862K +$37.9K +1,150 +5%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$840K -$512K -15,549 -38%
Wells Fargo
11
Wells Fargo
California
$655K -$38.7K -1,176 -6%
Morgan Stanley
12
Morgan Stanley
New York
$637K +$162K +4,934 +35%
HNB
13
Huntington National Bank
Ohio
$461K
NPC
14
National Planning Corporation
California
$393K +$27.9K +846 +8%
PAS
15
Partnervest Advisory Services
California
$375K +$2.21K +67 +0.6%
ACM
16
Avalon Capital Management
California
$320K
Ameriprise
17
Ameriprise
Minnesota
$302K -$34.3K -1,043 -10%
WA
18
Waverly Advisors
Alabama
$208K +$205K +6,239 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$160K +$30.2K +918 +24%
AIG
20
American International Group
New York
$158K -$135K -4,086 -46%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$83K -$988 -30 -1%
PWAG
22
Polaris Wealth Advisory Group
California
$77.5K
Deutsche Bank
23
Deutsche Bank
Germany
$73K +$72.7K +2,207 New
RIA
24
Regal Investment Advisors
Michigan
$25K -$45.5K -1,381 -65%
NES
25
New England Securities
New York
$17K

AOM Hedge Fund Activity: Q3 2013 in Review

27 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Core Moderate Allocation ETF (AOM) for Q3 2013, worth a combined $24.4M — down 16% from $28.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of AOM and 3 opened new positions — a net loss of 3 holders — while 11 trimmed existing stakes and 9 added.

The largest buyer was UBS, adding an estimated $406K. The largest seller was MDE Group, cutting an estimated $2.14M.

  • 27 institutional investors held iShares Core Moderate Allocation ETF (AOM) as of Q3 2013, down from 30 in Q2 2013.
  • Funds reported $24.4M of iShares Core Moderate Allocation ETF stock for Q3 2013, down 16% quarter-over-quarter.
  • 3 funds opened new iShares Core Moderate Allocation ETF positions in Q3 2013 and 6 closed out, a net change of -3 holders.
  • The largest iShares Core Moderate Allocation ETF buyer in Q3 2013 was UBS, an estimated $406K added.
  • The largest iShares Core Moderate Allocation ETF seller in Q3 2013 was MDE Group, an estimated $2.14M sold.

Based on aggregated 13F filings for Q3 2013.