|
351
|
Axxcess Wealth Management
Carlsbad,
California
|
–
|
-$755K
|
-36,505
|
Closed
|
|
|
352
|
APG Asset Management
Amsterdam,
Netherlands
|
–
|
-$471K
|
-26,779
|
Closed
|
|
|
353
|
Verity Asset Management
Durham,
North Carolina
|
–
|
-$453K
|
-21,908
|
Closed
|
|
|
354
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$441K
|
-21,577
|
Closed
|
|
|
355
|
Mirae Asset Global Investments
Seoul,
South Korea
|
–
|
-$390K
|
-18,853
|
Closed
|
|
|
356
|
Luther King Capital Management (LKCM)
Fort Worth,
Texas
|
–
|
-$331K
|
-16,000
|
Closed
|
|
|
357
|
PharVision Advisers
Boca Raton,
Florida
|
–
|
-$287K
|
-13,869
|
Closed
|
|
|
358
|
Tuttle Capital Management
Riverside,
Connecticut
|
–
|
-$275K
|
-13,282
|
Closed
|
|
|
359
|
Bridgefront Capital
Austin,
Texas
|
–
|
-$267K
|
-12,912
|
Closed
|
|
|
360
|
Jump Financial
Chicago,
Illinois
|
–
|
-$242K
|
-11,731
|
Closed
|
|
|
361
|
Scientech Research LLC
Jersey City,
New Jersey
|
–
|
-$210K
|
-10,163
|
Closed
|
|
|
362
|
Modus Advisors
Excelsior,
Minnesota
|
–
|
-$116K
|
-5,600
|
Closed
|
|
|
363
|
TCTC Holdings
Dallas,
Texas
|
–
|
-$74.4K
|
-3,600
|
Closed
|
|
|
364
|
Investors Research Corp
Atlanta,
Georgia
|
–
|
-$43.4K
|
-2,100
|
Closed
|
|
|
365
|
Camelot Portfolios
Maumee,
Ohio
|
–
|
-$31K
|
-1,500
|
Closed
|
|
|
366
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$26K
|
-1,138
|
Closed
|
|
|
367
|
SageView Advisory Group
Newport Beach,
California
|
–
|
-$16.3K
|
-789
|
Closed
|
|
|
368
|
Strategic Investment Solutions
Orland Park,
Illinois
|
–
|
-$14.5K
|
-700
|
Closed
|
|
|
369
|
Garner Asset Management Corp
Plano,
Texas
|
–
|
-$8.27K
|
-400
|
Closed
|
|
|
370
|
Cape Investment Advisory
Mcdonough,
Georgia
|
–
|
-$4.88K
|
-236
|
Closed
|
|
|
371
|
Leonteq Securities AG
Zurich,
Switzerland
|
–
|
-$4.84K
|
-234
|
Closed
|
|
|
372
|
Pacific Center for Financial Services
San Ramon,
California
|
–
|
-$4.2K
|
-200
|
Closed
|
|
|
373
|
Ancora Advisors
Cleveland,
Ohio
|
–
|
-$806
|
-39
|
Closed
|
|
