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Adaptive Hedged Multi-Asset Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
KPWS
1
Kestra Private Wealth Services
Texas
$8.61M +$691K +85,006 +8%
LPL Financial
2
LPL Financial
California
$5.74M +$4.02M +495,120 +214%
EMAM
3
Encompass More Asset Management
California
$5.27M +$21.2K +2,612 +0.4%
PWM
4
Partners Wealth Management
California
$4.45M +$559K +68,805 +14%
Osaic Holdings
5
Osaic Holdings
Arizona
$3.03M +$42.5K +5,227 +1%
RW
6
Rockport Wealth
Ohio
$2.69M +$351K +43,182 +14%
Raymond James Financial
7
Raymond James Financial
Florida
$1.09M +$118K +14,495 +12%
FIA
8
Foundations Investment Advisors
Arizona
$652K +$234K +28,808 +54%
FFAS
9
FIG Financial Advisory Services
Oklahoma
$528K +$543K +66,790 New
NA
10
NewEdge Advisors
Louisiana
$394K +$83.4K +10,261 +26%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$373K -$61.2K -7,534 -14%
LSIA
12
LaSalle St. Investment Advisors
Illinois
$316K +$326K +40,096 New
IA
13
Integrity Alliance
Iowa
$218K -$53.2K -6,547 -19%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$198K +$203K +25,000 New
Jane Street
15
Jane Street
New York
$186K -$269K -33,168 -58%
CF
16
Centaurus Financial
California
$142K
EAM
17
Empirical Asset Management
Massachusetts
$94.8K -$52.9K -6,510 -35%
HF
18
HRT Financial
New York
$90K +$93K +11,444 New
AI
19
Atria Investments
North Carolina
$87.4K -$21K -2,581 -19%
AFP
20
Ausdal Financial Partners
Iowa
$87.4K -$21K -2,581 -19%
Morgan Stanley
21
Morgan Stanley
New York
$9
OMC
22
Old Mission Capital
Illinois
-$284K -34,674 Closed
WIM
23
WealthPlan Investment Management
Nebraska
-$102K -12,502 Closed
UBS Group
24
UBS Group
Switzerland
-$6.52K -796 Closed