ALXA

ALEXZA PHARMACEUTICALS INC COM STK NEW (DE)

ALXA

Delisted

ALXA was delisted on the 16th of June, 2016.

24 hedge funds and large institutions have $6.21M invested in ALEXZA PHARMACEUTICALS INC COM STK NEW (DE) in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 2 closing their positions.

2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+9.09%

% of All Funds

0.67%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.03%

New

Increased

Reduced

Closed

Calls

$17K

Puts

–

Net Calls

+$17K

Net Calls Change

+$17K

Top Buyers

1	1 Northern Trust Chicago, Illinois	$34K
2	2 Barclays London, United Kingdom	$3K
3	3 Bank of America Charlotte, North Carolina	$2K
4	TRCT 4 Tower Research Capital (TRC) New York	$1K
5	5 Bank of New York Mellon New York	$43K

Top Sellers

1	CLOS 1 Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland	$246K
2	VKH 2 Virtu KCG Holdings New York	$13K
3	3 Goldman Sachs New York	$496K
4	4 Citigroup New York	$0
5	MA 5 MUFG Americas New York	$1K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	LPA 1 Lansdowne Partners Austria Vienna, Austria	$2.08M	1,693,833	–	–
2	2 Morgan Stanley New York	$1.19M	968,918	-853	-0.1%
3	CS 3 Credit Suisse Zurich, Switzerland	$964K	783,342	-523	-0.1%
4	4 Vanguard Group Malvern, Pennsylvania	$854K	672,611	–	–
5	5 Goldman Sachs New York	$496K	403,183	-9,357	-2%
6	CLOS 6 Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland	$246K	193,600	-36,000	-16%
7	HHMI 7 Howard Hughes Medical Institute Chevy Chase, Maryland	$122K	98,914	–	–
8	8 Geode Capital Management Boston, Massachusetts	$115K	91,009	+48	+0.1%
9	9 Bank of New York Mellon New York	$43K	34,611	+589	+2%
10	10 Northern Trust Chicago, Illinois	$34K	27,764	+2,603	+10%
11	11 California Public Employees Retirement System Sacramento, California	$33K	26,307	–	–
12	VKH 12 Virtu KCG Holdings New York	$13K	10,347	-12,960	-56%
13	SA 13 SRH Advisors Salina, Kansas	$5K	4,350	–	–
14	14 Royal Bank of Canada Toronto, Ontario, Canada	$4K	3,000	–	–
15	15 Barclays London, United Kingdom	$3K	2,600	+2,600	New
16	16 Bank of America Charlotte, North Carolina	$2K	2,000	+2,000	New
17	MA 17 MUFG Americas New York	$1K	800	-3,840	-83%
18	18 Bank of Montreal Toronto, Ontario, Canada	$1K	439	–	–
19	LTFS 19 Ladenburg Thalmann Financial Services Miami, Florida	$1K	900	–	–
20	TRCT 20 Tower Research Capital (TRC) New York	$1K	915	+915	New
21	21 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$3	2,067	–	–
22	22 Citigroup New York	–	–	-5,412	Closed
23	23 Deutsche Bank Frankfurt Am Main Ge, Germany	–	–	-1,500	Closed
24	24 Wells Fargo San Francisco, California	$0	40	-800	-95%
25	25 Susquehanna International Group Bala Cynwyd, Pennsylvania	–	–	–	–

ALEXZA PHARMACEUTICALS INC COM STK NEW (DE) ALXA

Top Buyers

Top Sellers

ALEXZA PHARMACEUTICALS INC COM STK NEW (DE)

ALXA