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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
WMSA
201
Weiss Multi-Strategy Advisers
New York
– -$2.2M -500,000 Closed
GCM
202
Graham Capital Management
Connecticut
– -$2.19M -497,000 Closed
MCG
203
Meru Capital Group
New York
– -$1.68M -381,100 Closed
BIG
204
Blackthorn Investment Group
Kansas
– -$1.66M -377,130 Closed
HT
205
HAP Trading
New York
– -$588K -141,793 Closed
NI
206
Nepsis Inc
Minnesota
– -$345K -78,316 Closed
OAM
207
Oberweis Asset Management
Illinois
– -$206K -46,900 Closed
N
208
Natixis
France
– -$149K -33,813 Closed
AAP
209
Ardsley Advisory Partners
Connecticut
– -$132K -30,000 Closed
Credit Agricole
210
Credit Agricole
France
– -$116K -27,925 -100%
CPC
211
Cookson Peirce & Co
Pennsylvania
– -$122K -27,650 Closed
RCM
212
Reynolds Capital Management
Nevada
– -$84K -19,100 Closed
CBOA
213
Commonwealth Bank of Australia
Australia
– -$82K -18,544 Closed
Nuveen
214
Nuveen
North Carolina
– -$56K -12,630 Closed
KCM
215
Kornitzer Capital Management
Kansas
– -$44K -10,000 Closed
MAA
216
Managed Account Advisors
New Jersey
– -$39K -8,914 Closed
SHWM
217
Smith & Howard Wealth Management
Georgia
– -$33K -7,500 Closed
Envestnet Asset Management
218
Envestnet Asset Management
Illinois
– -$17.9K -4,317 -98%
ASN
219
Advisory Services Network
Georgia
– -$5K -1,169 Closed
ECM
220
ETrade Capital Management
Virginia
– -$1K -296 Closed
HNB
221
Huntington National Bank
Ohio
– -$1K -296 Closed
Carson Wealth (CWM LLC)
222
Carson Wealth (CWM LLC)
Nebraska
– -$1K -222 Closed
PTCG
223
Pring Turner Capital Group
California
– -$1K -214 Closed
HF
224
Hoxton Financial
West Virginia
– -$846 -204 -95%
SMA
225
Simply Money Advisors
Ohio
– -$1K -195 Closed
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9
10