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ALPXU

Alpex Acquisition Corp Unit
ALPXU

Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
1
Highbridge Capital Management
New York
$9.52M +$9.51M +950,000 New
DAM
2
Decagon Asset Management
United Kingdom
$7.04M +$7.04M +702,988 New
HCI
3
Harraden Circle Investments
New York
$6.51M +$6.5M +650,000 New
MSU
4
Mizuho Securities USA
New York
$5.56M +$5.59M +558,604 New
AC
5
Aristeia Capital
Connecticut
$5.51M +$5.5M +550,000 New
HCM
6
Heights Capital Management
California
$5.51M +$5.5M +550,000 New
CA
7
Crossingbridge Advisors
New York
$4.76M +$4.75M +475,000 New
RA
8
RiverPark Advisors
New York
$4.76M +$4.75M +475,000 New
WAM
9
Wolverine Asset Management
Illinois
$4.04M +$4.04M +403,300 New
MF
10
Magnetar Financial
Illinois
$4.01M +$4M +400,000 New
WA
11
Whitebox Advisors
Minnesota
$4.01M +$4M +400,000 New
BFM
12
Boothbay Fund Management
New York
$3.76M +$3.75M +375,000 New
Toronto Dominion Bank
13
Toronto Dominion Bank
Ontario, Canada
$3.46M +$3.45M +345,000 New
AA
14
AQR Arbitrage
Connecticut
$3.39M +$3.39M +338,625 New
Hudson Bay Capital Management
15
Hudson Bay Capital Management
Connecticut
$3.01M +$3M +300,000 New
YCM
16
Yakira Capital Management
Connecticut
$3.01M +$3M +300,000 New
BNP Paribas Financial Markets
17
BNP Paribas Financial Markets
France
$2.87M +$2.87M +286,375 New
SCM
18
Shaolin Capital Management
Florida
$2.87M +$2.86M +286,200 New
RCM
19
Rivernorth Capital Management
Florida
$2.52M +$2.5M +250,000 New
GCL
20
Glazer Capital LLC
New York
$2.51M +$2.5M +250,162 New
RCM
21
Radcliffe Capital Management
Pennsylvania
$2.42M +$2.42M +241,784 New
Calamos Advisors
22
Calamos Advisors
Illinois
$2M +$2M +200,000 New
CS
23
Clear Street
New York
$2M +$2M +200,000 New
PAMP
24
Polar Asset Management Partners
Ontario, Canada
$2M +$2M +200,000 New
Two Sigma Investments
25
Two Sigma Investments
New York
$1.82M +$1.81M +181,250 New
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