|
1
|
Osaic Holdings
Scottsdale,
Arizona
|
$15K
|
-$1.9M
|
-76,151
|
-99%
|
|
|
2
|
Almitas Capital
Santa Monica,
California
|
–
|
-$22.3M
|
-893,646
|
Closed
|
|
|
3
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$17.2M
|
-693,359
|
Closed
|
|
|
4
|
|
–
|
-$11.5M
|
-461,279
|
Closed
|
|
|
5
|
Wellington Management Group
Boston,
Massachusetts
|
–
|
-$5.1M
|
-205,247
|
Closed
|
|
|
6
|
Skaana Management
Brooklyn,
New York
|
–
|
-$3.28M
|
-131,484
|
Closed
|
|
|
7
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$2.58M
|
-103,502
|
Closed
|
|
|
8
|
Mutual Advisors
Omaha,
Nebraska
|
–
|
-$994K
|
-39,908
|
Closed
|
|
|
9
|
HUB Investment Partners
Austin,
Texas
|
–
|
-$731K
|
-29,360
|
Closed
|
|
|
10
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$460K
|
-18,720
|
Closed
|
|
|
11
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$214K
|
-8,586
|
Closed
|
|
|
12
|
|
–
|
-$41.9K
|
-1,681
|
Closed
|
|
|
13
|
|
–
|
-$38.6K
|
-1,550
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$2.09K
|
-84
|
Closed
|
|
|
15
|
Zazove Associates
Incline Village,
Nevada
|
–
|
-$1K
|
-27
|
Closed
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
–
|
-$16
|
-1
|
Closed
|
|
