|
1
|
Credit Agricole
Montrouge Cedex,
France
|
$25.5M
|
+$25.5M
|
+199,795
|
New
|
|
|
2
|
SEI Investments
Oaks,
Pennsylvania
|
$32K
|
+$32K
|
+8,600
|
New
|
|
|
3
|
Simplex Trading
Chicago,
Illinois
|
$5K
|
-$15K
|
-4,100
|
-75%
|
|
|
4
|
|
–
|
-$397K
|
-129,709
|
Closed
|
|
|
5
|
Cowen Prime Advisors
New York
|
–
|
-$125K
|
-40,863
|
Closed
|
|
|
6
|
Condor Capital Management
Martinsville,
New Jersey
|
–
|
-$78K
|
-25,335
|
Closed
|
|
|
7
|
Virtu KCG Holdings
New York
|
–
|
-$61K
|
-19,810
|
Closed
|
|
|
8
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$21K
|
-6,900
|
Closed
|
|
|
9
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$15K
|
-3,795
|
Closed
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
–
|
-$6K
|
-1,742
|
Closed
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$5K
|
-1,510
|
Closed
|
|
|
12
|
Cutler Group
San Francisco,
California
|
–
|
-$4K
|
-1,500
|
Closed
|
|
|
13
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-762
|
Closed
|
|
|
14
|
|
–
|
-$1K
|
-375
|
Closed
|
|
|
15
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$1K
|
-255
|
Closed
|
|
|
16
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
–
|
-$1K
|
-250
|
Closed
|
|
|
17
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$1K
|
-171
|
Closed
|
|
