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Adaptive Alpha Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FIA
51
Foundations Investment Advisors
Arizona
– -$720K -27,031 Closed
GS
52
GTS Securities
Florida
– -$609K -22,869 Closed
Citadel Advisors
53
Citadel Advisors
Florida
– -$467K -17,540 Closed
Lido Advisors
54
Lido Advisors
California
– -$219K -8,218 Closed
HI
55
Harbour Investments
Wisconsin
– -$39.9K -1,500 Closed
ITIM
56
Indiana Trust & Investment Management
Indiana
– -$19.3K -724 Closed
WB
57
Webster Bank
Connecticut
– -$15.3K -574 Closed