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AGGP

IQ Enhanced Core Plus Bond U.S. ETF
AGGP

Delisted

AGGP was delisted on the 4th of February, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$148M -$17.6M -886,384 -11%
NYLIC
2
New York Life Insurance Company
New York
$13.4M +$13.4M +675,900 New
Bank of America
3
Bank of America
North Carolina
$10.4M +$9.2M +464,386 +810%
RJA
4
Raymond James & Associates
Florida
$10.2M +$139K +6,992 +1%
OAJ
5
Ogorek Anthony Joseph
New York
$6.8M +$4.57M +230,567 +205%
RFWA
6
RPg Family Wealth Advisory
Massachusetts
$2.43M +$20K +1,011 +0.8%
LPL Financial
7
LPL Financial
California
$2.37M +$1.3M +65,379 +122%
AG
8
Advisor Group
Arizona
$2.27M +$888K +44,808 +64%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.95M +$1.95M +98,508 New
VKH
10
Virtu KCG Holdings
New York
$1.39M +$329K +16,589 +31%
Jane Street
11
Jane Street
New York
$1.39M +$1.11M +56,066 +400%
CAN
12
Cetera Advisor Networks
California
$1.37M +$89.9K +4,536 +7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.32M +$383K +19,326 +41%
CFA
14
Carroll Financial Associates
North Carolina
$1.22M +$1.22M +61,680 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.17M +$971K +49,009 +490%
Morgan Stanley
16
Morgan Stanley
New York
$1M -$1.77M -89,230 -64%
IAA
17
Independent Advisor Alliance
North Carolina
$614K +$611K +30,851 New
GLA
18
Good Life Advisors
Pennsylvania
$310K -$379K -19,134 -55%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$113K +$108K +5,473 +2,737%
Citigroup
20
Citigroup
New York
$30K +$19.8K +1,000 +200%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$8K -$15.8K -800 -67%
GWM
22
Geneos Wealth Management
Colorado
$6K +$6.48K +327 New
UBS Group
23
UBS Group
Switzerland
$2K -$15.7K -790 -91%
CFP
24
Cornerstone Financial Partners
North Carolina
– -$8.97M -455,232 Closed
PAG
25
Private Advisor Group
New Jersey
– -$1.1M -55,672 Closed
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