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First Trust Active Factor Mid Cap ETF
AFMC

Name Holding Trade Value Shares
Change 		Change in
Stake
EE
1
EWG Elevate
California
$5.97M +$5.55M +174,496 +807%
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$4.59M +$4.79M +150,595 New
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$4.01M -$4.21M -132,425 -50%
KPWS
4
Kestra Private Wealth Services
Texas
$2.51M +$2.62M +82,319 New
KAS
5
Kestra Advisory Services
Texas
$2.26M +$112K +3,522 +5%
BIG
6
Brookwood Investment Group
Arizona
$1.98M +$2.06M +64,854 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.18M +$1.23M +38,599 New
PAS
8
PKS Advisory Services
New York
$1.04M +$1.09M +34,290 New
Mariner
9
Mariner
Kansas
$1.03M +$1.07M +33,665 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$928K +$970K +30,475 New
LPL Financial
11
LPL Financial
California
$897K +$937K +29,435 New
WEG
12
World Equity Group
Illinois
$820K +$90.7K +2,851 +12%
PFG
13
Prosperity Financial Group
California
$770K +$47.3K +1,486 +6%
MC
14
Moors & Cabot
Massachusetts
$684K +$316K +9,928 +79%
Osaic Holdings
15
Osaic Holdings
Arizona
$582K +$129K +4,068 +27%
SA
16
Sovran Advisors
California
$534K +$589K +18,505 New
SMC
17
Smith, Moore & Co
Missouri
$506K +$49.2K +1,545 +10%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$478K +$135K +4,241 +37%
P
19
&Partners
Tennessee
$393K +$125K +3,922 +43%
MOS
20
MGO One Seven
Ohio
$334K +$349K +10,970 New
OC
21
OxenFree Capital
Florida
$317K +$7.89K +248 +2%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$312K +$326K +10,246 New
OFS
23
OneAscent Financial Services
Alabama
$253K +$265K +8,321 New
AAS
24
Ameritas Advisory Services
Nebraska
$210K +$220K +6,899 New
GWM
25
Geneos Wealth Management
Colorado
$117K +$122K +3,837 New
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