|
1
|
Saba Capital Management
New York
|
$22.2M
|
+$3.7M
|
+372,190
|
+22%
|
|
|
2
|
Pathstone Holdings
Englewood,
New Jersey
|
$21.3M
|
+$19.5M
|
+1,960,688
|
New
|
|
|
3
|
|
$15.4M
|
-$16M
|
-1,605,884
|
-53%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$10.4M
|
+$273K
|
+27,477
|
+3%
|
|
|
5
|
Allspring Global Investments
Charlotte,
North Carolina
|
$9.49M
|
–
|
–
|
–
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$9.15M
|
+$110K
|
+11,087
|
+1%
|
|
|
7
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$8.39M
|
-$279K
|
-28,075
|
-4%
|
|
|
8
|
Private Wealth Strategies
New Albany,
Ohio
|
$8.23M
|
-$83.1K
|
-8,354
|
-1%
|
|
|
9
|
Guggenheim Capital
Chicago,
Illinois
|
$6.4M
|
+$152K
|
+15,251
|
+3%
|
|
|
10
|
KeyBank National Association
Cleveland,
Ohio
|
$5.61M
|
+$92K
|
+9,250
|
+2%
|
|
|
11
|
Logan Stone Capital
Chicago,
Illinois
|
$5.16M
|
+$457K
|
+45,935
|
+11%
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$3.5M
|
-$774K
|
-77,773
|
-19%
|
|
|
13
|
AQR Arbitrage
Greenwich,
Connecticut
|
$2.86M
|
+$281K
|
+28,198
|
+12%
|
|
|
14
|
1607 Capital Partners
Richmond,
Virginia
|
$2.54M
|
-$21.9K
|
-2,200
|
-0.9%
|
|
|
15
|
Advisors Asset Management
Monument,
Colorado
|
$2.53M
|
+$919K
|
+92,343
|
+66%
|
|
|
16
|
VanEck Associates
New York
|
$2.38M
|
+$288K
|
+28,935
|
+15%
|
|
|
17
|
Karpus Investment Management
Pittsford,
New York
|
$2.23M
|
-$83.9K
|
-8,434
|
-4%
|
|
|
18
|
Indiana Trust & Investment Management
Mishawaka,
Indiana
|
$1.65M
|
–
|
–
|
–
|
|
|
19
|
Kennedy Investment Group
West Depford,
New Jersey
|
$1.49M
|
-$25K
|
-2,514
|
-2%
|
|
|
20
|
LPL Financial
San Diego,
California
|
$1.43M
|
-$74.1K
|
-7,449
|
-5%
|
|
|
21
|
Vivaldi Capital Management
Chicago,
Illinois
|
$1.41M
|
-$2.36M
|
-237,339
|
-64%
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
$1.27M
|
-$406K
|
-40,807
|
-26%
|
|
|
23
|
Edmonds Duncan Registered Investment Advisors
Lawrence,
Kansas
|
$1.1M
|
+$6K
|
+603
|
+0.6%
|
|
|
24
|
Rothschild Investment LLC
Chicago,
Illinois
|
$1.1M
|
+$1.01M
|
+101,174
|
New
|
|
|
25
|
Capital Investment Advisors
Atlanta,
Georgia
|
$924K
|
-$205K
|
-20,623
|
-19%
|
|
