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AFB

AllianceBernstein National Municipal Income Fund

43 hedge funds and large institutions have $31.4M invested in AllianceBernstein National Municipal Income Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

13% more funds holding

Funds holding: 3843 (+5)

0.15% less ownership

Funds ownership: 8.83%8.68% (-0.15%)

4% less capital invested

Capital invested by funds: $32.7M → $31.4M (-$1.33M)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
10
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$9.32M -$957K -75,907 -9%
ST
2
Sageworth Trust
Pennsylvania
$2.29M +$504K +40,000 +28%
PPA
3
Parametric Portfolio Associates
Washington
$1.96M +$985K +78,143 +100%
AAM
4
Advisors Asset Management
Colorado
$1.77M +$1.19M +94,293 +201%
Morgan Stanley
5
Morgan Stanley
New York
$1.64M -$580K -46,033 -26%
NL
6
NWAM LLC
Washington
$1.54M +$1.36M +107,905 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.47M -$815K -64,635 -36%
CIA
8
Capital Investment Advisors
Georgia
$1.46M +$1.47M +116,594 New
LPL Financial
9
LPL Financial
California
$1.27M -$90K -7,140 -7%
Cohen & Steers
10
Cohen & Steers
New York
$1.03M +$1.04M +82,346 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$928K +$65.6K +5,200 +8%
ACM
12
Argentus Capital Management
Texas
$851K -$62K -4,920 -7%
SIA
13
Sit Investment Associates
Minnesota
$663K -$5.29M -419,427 -89%
TCM
14
Tradewinds Capital Management
Washington
$601K +$604K +47,944 New
SWM
15
Segment Wealth Management
Texas
$513K +$63K +5,000 +14%
Wells Fargo
16
Wells Fargo
California
$406K -$43.6K -3,455 -10%
Bank of America
17
Bank of America
North Carolina
$348K -$124K -9,862 -26%
HCM
18
Hollencrest Capital Management
California
$282K +$283K +22,480 New
WFI
19
West Family Investments
California
$281K +$283K +22,450 New
SG Americas Securities
20
SG Americas Securities
New York
$263K +$265K +21,014 New
Deutsche Bank
21
Deutsche Bank
Germany
$257K +$259K +20,560 New
U
22
UBS
Switzerland
$256K +$145K +11,472 +128%
VanEck Associates
23
VanEck Associates
New York
$229K -$35.7K -2,831 -13%
WSFS
24
Wilmington Savings Fund Society
Delaware
$202K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$195K +$129K +10,242 +193%

AFB Hedge Fund Activity: Q4 2013 in Review

43 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in AllianceBernstein National Municipal Income Fund (AFB) for Q4 2013, worth a combined $31.4M — down 4.1% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new AFB positions and 8 closed out — a net gain of 5 holders — while 10 added to existing stakes and 17 trimmed.

The largest buyer was NWAM LLC, opening a new position worth an estimated $1.36M. The largest seller was Sit Investment Associates, cutting an estimated $5.29M.

  • 43 institutional investors held AllianceBernstein National Municipal Income Fund (AFB) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $31.4M of AllianceBernstein National Municipal Income Fund stock for Q4 2013, down 4.1% quarter-over-quarter.
  • 13 funds opened new AllianceBernstein National Municipal Income Fund positions in Q4 2013 and 8 closed out, a net change of +5 holders.
  • The largest AllianceBernstein National Municipal Income Fund buyer in Q4 2013 was NWAM LLC, an estimated $1.36M added.
  • The largest AllianceBernstein National Municipal Income Fund seller in Q4 2013 was Sit Investment Associates, an estimated $5.29M sold.

Based on aggregated 13F filings for Q4 2013.