|
1
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$47K
|
–
|
–
|
–
|
|
|
2
|
City of London Investment Management
London,
United Kingdom
|
–
|
-$58.9M
|
-3,980,886
|
Closed
|
|
|
3
|
Lazard Asset Management
New York
|
–
|
-$18.5M
|
-1,252,582
|
Closed
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
–
|
-$9.64M
|
-650,943
|
Closed
|
|
|
5
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$4.16M
|
-281,250
|
Closed
|
|
|
6
|
Matisse Capital
Portland,
Oregon
|
–
|
-$3.2M
|
-216,223
|
Closed
|
|
|
7
|
Weiss Asset Management
Boston,
Massachusetts
|
–
|
-$2.32M
|
-156,678
|
Closed
|
|
|
8
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$2M
|
-135,335
|
Closed
|
|
|
9
|
Relative Value Partners Group
|
–
|
-$1.94M
|
-131,246
|
Closed
|
|
|
10
|
CSS LLC
Chicago,
Illinois
|
–
|
-$1.93M
|
-130,663
|
Closed
|
|
|
11
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$1.83M
|
-123,733
|
Closed
|
|
|
12
|
|
–
|
-$925K
|
-62,464
|
Closed
|
|
|
13
|
Proficio Capital Partners
Newton,
Massachusetts
|
–
|
-$884K
|
-59,717
|
Closed
|
|
|
14
|
|
–
|
-$836K
|
-56,473
|
Closed
|
|
|
15
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$266K
|
-17,980
|
Closed
|
|
|
16
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
–
|
-$207K
|
-14,007
|
Closed
|
|
|
17
|
MML Investors Services
Springfield,
Massachusetts
|
–
|
-$184K
|
-12,463
|
Closed
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$180K
|
-12,127
|
Closed
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$113K
|
-7,648
|
Closed
|
|
|
20
|
UBS Group
Zurich,
Switzerland
|
–
|
-$49K
|
-3,283
|
Closed
|
|
|
21
|
Edmond de Rothschild Holding
Chambesy,
Switzerland
|
–
|
-$37K
|
-2,500
|
Closed
|
|
|
22
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
–
|
-$7K
|
-505
|
Closed
|
|
|
23
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$6K
|
-400
|
Closed
|
|
