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ABE

Aberdeen Emerging Markets Smaller Company Opportunities Fund

Delisted

ABE was delisted on the 27th of April, 2018.

26 hedge funds and large institutions have $81.5M invested in Aberdeen Emerging Markets Smaller Company Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

18% more funds holding

Funds holding: 2226 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

30% less capital invested

Capital invested by funds: $117M → $81.5M (-$35.7M)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
6
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$40.8M -$4.12M -216,086 -7%
Lazard Asset Management
2
Lazard Asset Management
New York
$26.6M +$351K +18,400 +1%
Wells Fargo
3
Wells Fargo
California
$4.94M -$1.58M -82,763 -19%
WAM
4
Weiss Asset Management
Massachusetts
$3.31M +$4.58M +240,070 New
RCM
5
Rivernorth Capital Management
Florida
$1.59M +$749K +39,271 +52%
KIM
6
Karpus Investment Management
New York
$1.31M -$337K -17,672 -16%
GFM
7
Gramercy Funds Management
Connecticut
$621K -$109K -5,700 -11%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$500K -$317K -16,630 -31%
Morgan Stanley
9
Morgan Stanley
New York
$434K -$10.5K -553 -2%
CL
10
CSS LLC
Illinois
$432K +$598K +31,325 New
TC
11
TFS Capital
Pennsylvania
$402K +$555K +29,106 New
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$173K -$82.2K -4,310 -26%
DADC
13
D.A. Davidson & Co
Montana
$139K +$109K +5,700 +130%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$78K +$87.8K +4,605 +461%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$47K
Citigroup
16
Citigroup
New York
$31K +$12.1K +635 +39%
Bank of America
17
Bank of America
North Carolina
$29K -$28.6K -1,500 -42%
U
18
UBS
Switzerland
$29K +$4.48K +235 +12%
YCM
19
Yakira Capital Management
Connecticut
$21K +$28.6K +1,500 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$17K +$24.9K +1,305 New
WAM
21
Wolverine Asset Management
Illinois
$16K +$22.1K +1,161 New
Creative Planning
22
Creative Planning
Kansas
$14K +$19.2K +1,006 New
FNBT
23
FineMark National Bank & Trust
Florida
$7K
WEC
24
Winslow Evans & Crocker
Massachusetts
$7K +$9.04K +474 New
WF
25
WealthTrust Fairport
Ohio
$5K

ABE Hedge Fund Activity: Q4 2013 in Review

26 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Aberdeen Emerging Markets Smaller Company Opportunities Fund (ABE) for Q4 2013, worth a combined $81.5M — down 30% from $117M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ABE positions and 4 closed out — a net gain of 4 holders — while 6 added to existing stakes and 8 trimmed.

The largest buyer was Weiss Asset Management, opening a new position worth an estimated $4.58M. The largest seller was City of London Investment Management, cutting an estimated $4.12M.

  • 26 institutional investors held Aberdeen Emerging Markets Smaller Company Opportunities Fund (ABE) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $81.5M of Aberdeen Emerging Markets Smaller Company Opportunities Fund stock for Q4 2013, down 30% quarter-over-quarter.
  • 8 funds opened new Aberdeen Emerging Markets Smaller Company Opportunities Fund positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest Aberdeen Emerging Markets Smaller Company Opportunities Fund buyer in Q4 2013 was Weiss Asset Management, an estimated $4.58M added.
  • The largest Aberdeen Emerging Markets Smaller Company Opportunities Fund seller in Q4 2013 was City of London Investment Management, an estimated $4.12M sold.

Based on aggregated 13F filings for Q4 2013.