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Applied Optoelectronics
AAOI

Name Holding Trade Value Shares
Change 		Change in
Stake
JGC
226
J. Goldman & Co
New York
– -$618K -10,000 Closed
SCM
227
Southport Capital Management
Tennessee
– -$618K -10,000 Closed
Tudor Investment Corp
228
Tudor Investment Corp
Connecticut
– -$549K -8,889 Closed
GCP
229
GSA Capital Partners
United Kingdom
– -$549K -8,881 Closed
EMG
230
Ellington Management Group
Connecticut
– -$525K -8,500 Closed
Group One Trading
231
Group One Trading
Illinois
– -$587K -8,307 Closed
GH
232
GAM Holding
Switzerland
– -$494K -8,000 Closed
RFC
233
Regions Financial Corp
Alabama
– -$453K -7,341 Closed
UFF
234
USA Financial Formulas
Michigan
– -$447K -7,234 Closed
PAG
235
Private Advisory Group
Washington
– -$413K -6,672 Closed
PTC
236
Petrus Trust Company
Texas
– -$363K -5,874 Closed
TSW
237
Thompson Siegel & Walmsley
Virginia
– -$346K -5,600 Closed
CMBA
238
C.M. Bidwell & Associates
Hawaii
– -$329K -5,325 Closed
BFG
239
Beacon Financial Group
Texas
– -$312K -5,198 Closed
NIPH
240
NN Investment Partners Holdings
Netherlands
– -$270K -4,368 Closed
RA
241
Royce & Associates
New York
– -$216K -3,500 Closed
MPA
242
Marvin & Palmer Associates
Delaware
– -$207K -3,350 Closed
CAM
243
ClariVest Asset Management
California
– -$207K -3,341 Closed
Simplex Trading
244
Simplex Trading
Illinois
– -$124K -1,752 Closed
FCMT
245
Founders Capital Management (Texas)
Texas
– -$93K -1,500 Closed
CLOS
246
Compagnie Lombard Odier SCmA
Switzerland
– -$65K -1,050 Closed
EWM
247
Endurance Wealth Management
Rhode Island
– -$62K -1,000 Closed
SSA
248
Schonfeld Strategic Advisors
New York
– -$47K -757 Closed
SWA
249
Sutton Wealth Advisors
Florida
– -$13.6K -220 Closed
PAM
250
Panagora Asset Management
Massachusetts
– -$10K -159 Closed
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10
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