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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
TSU
151
TD Securities (USA)
New York
$4.01M +$103K +4,649 +3%
AG
152
Aperio Group
California
$4.01M -$2.12M -95,695 Closed
MMCM
153
Marque Millennium Capital Management
New York
$3.91M
SCM
154
Schneider Capital Management
Pennsylvania
$3.88M -$89.4K -4,034 -3%
OPERF
155
Oregon Public Employees Retirement Fund
Oregon
$3.76M +$922K +41,573 +39%
TCM
156
Tran Capital Management
California
$3.72M -$312K -14,065 -9%
D.E. Shaw & Co
157
D.E. Shaw & Co
New York
$3.67M -$9.16M -413,194 -74%
Boston Partners
158
Boston Partners
Massachusetts
$3.46M
LCS
159
Levin Capital Strategies
New York
$3.42M -$25.3K -1,141 -0.8%
Commonwealth Equity Services
160
Commonwealth Equity Services
Massachusetts
$3.33M -$2.26M -102,102 -44%
PI
161
Placemark Investments
Illinois
$3.33M +$294K +13,271 +11%
ASRS
162
Arizona State Retirement System
Arizona
$3.25M -$88.6K -3,995 -3%
PRC
163
Platte River Capital
Colorado
$3.2M +$2.77M +125,156 New
GIA
164
Gargoyle Investment Advisor
New Jersey
$3.16M +$76.6K +3,454 +3%
HIMCH
165
Hartford Investment Management Co (HIMCO)
Connecticut
$3.16M -$244K -11,015 -8%
GIBU
166
Gulf International Bank (UK)
United Kingdom
$3.15M +$2.73M +123,144 New
Public Employees Retirement Association of Colorado
167
Public Employees Retirement Association of Colorado
Colorado
$3.14M -$223K -10,060 -8%
AB
168
AT Bancorp
Iowa
$3.1M +$171K +7,715 +7%
COPPSERS
169
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.08M +$116K +5,227 +5%
P
170
Pitcairn
Pennsylvania
$3.08M -$117K -5,256 -4%
BAAM
171
Baker Avenue Asset Management
California
$3.06M +$2.66M +119,983 New
USAA
172
United Services Automobile Association
Texas
$2.98M -$49.8K -2,246 -2%
Thrivent Financial for Lutherans
173
Thrivent Financial for Lutherans
Minnesota
$2.97M -$614K -27,715 -19%
EIM
174
ExxonMobil Investment Management
Texas
$2.96M -$54.6K -2,465 -2%
KBC Group
175
KBC Group
Belgium
$2.87M -$203K -9,144 -8%

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.