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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
76
Principal Financial Group
Iowa
$14.5M +$112K +5,055 +0.9%
CC
77
Chubb Corp
New Jersey
$13.8M
GIA
78
Gateway Investment Advisers
Ohio
$13.7M -$5.04M -227,112 -30%
Wellington Management Group
79
Wellington Management Group
Massachusetts
$13.7M +$6.22M +280,459 +110%
FCAM
80
F&C Asset Management
United Kingdom
$13.6M -$426K -19,230 -3%
BJ
81
BlackRock Japan
Japan
$12.8M -$498K -22,478 -4%
AAA
82
Alpine Associates Advisors
New Jersey
$12.5M +$10.8M +489,222 New
Millennium Management
83
Millennium Management
New York
$12.3M -$7.68M -346,244 -42%
Swiss National Bank
84
Swiss National Bank
Switzerland
$12.1M -$215K -9,696 -2%
BCIM
85
British Columbia Investment Management
British Columbia, Canada
$11.3M +$2.63M +118,602 +37%
SG Americas Securities
86
SG Americas Securities
New York
$11.1M -$4.65M -209,777 -32%
TA
87
Teachers Advisors
New York
$11.1M +$332K +14,955 +4%
N
88
Natixis
France
$10.7M +$9.28M +418,785 New
DCCA
89
D.C. Capital Advisors
New York
$10.6M
PG
90
PEAK6 Group
Illinois
$10.5M -$1.73M -77,982 -16%
Los Angeles Capital Management
91
Los Angeles Capital Management
California
$10M +$5.66M +255,186 +186%
HIMC
92
Heritage Investors Management Corp
Maryland
$9.37M -$204K -9,211 -2%
VOYA Investment Management
93
VOYA Investment Management
Georgia
$9.08M -$73.7K -3,323 -0.9%
APG Asset Management
94
APG Asset Management
Netherlands
$8.68M +$309K +13,921 +4%
SRC
95
Shufro Rose & Co
New York
$8.34M -$149K -6,742 -2%
HSBC Holdings
96
HSBC Holdings
United Kingdom
$8.34M -$51K -2,301 -0.7%
Chevy Chase Trust
97
Chevy Chase Trust
Maryland
$8.27M +$96K +4,331 +1%
Schroder Investment Management Group
98
Schroder Investment Management Group
United Kingdom
$8.26M -$6.47M -291,963 -47%
PI
99
PGGM Investments
Netherlands
$8.1M -$98.2K -4,431 -1%
CCM
100
Concourse Capital Management
Georgia
$7.93M +$6.89M +310,658 New

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.