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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
501
Private Trust Company
Ohio
$14K
NES
502
New England Securities
New York
$14K +$10.4K +469 +634%
WA
503
WealthTrust-Arizona
Arizona
$13K
TDC
504
Thompson Davis & Co
Virginia
$13K +$11.7K +526 New
Manulife (Manufacturers Life Insurance)
505
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11.1K -$999K -45,059 -9%
EWM
506
Edge Wealth Management
New York
$11K
LNB
507
Ledyard National Bank
$11K +$9.22K +416 New
MWP
508
MYCIO Wealth Partners
Pennsylvania
$11K +$9.22K +416 New
CFN
509
Cordasco Financial Network
Florida
$11K +$9.6K +433 New
NIM
510
NuWave Investment Management
New Jersey
$10K -$50.2K -2,263 -86%
FNBT
511
FineMark National Bank & Trust
Florida
$10K -$820 -37 -9%
HF
512
Hoxton Financial
West Virginia
$9K +$5.25K +237 +237%
RA
513
Rational Advisors
New York
$8K -$466 -21 -6%
ECM
514
Estabrook Capital Management
New York
$6.91K
FBT
515
Founders Bank & Trust
Michigan
$6K
MA
516
MCF Advisors
Kentucky
$6K
HI
517
Hudock Inc
Pennsylvania
$5K -$22.2K -1,001 -83%
OSNBOA
518
Old Second National Bank of Aurora
Illinois
$5K -$15.1K -683 -77%
RIA
519
Regal Investment Advisors
Michigan
$5K -$3.26K -147 -41%
Group One Trading
520
Group One Trading
Illinois
$5K
JFA
521
JNBA Financial Advisors
Minnesota
$5K
PFA
522
Paradigm Financial Advisors
Missouri
$5K +$3.9K +176 New
OC
523
Oakworth Capital
Alabama
$5K +$4.06K +183 New
TCM
524
Tradewinds Capital Management
Washington
$5K +$4.48K +202 New
HFM
525
Hartford Financial Management
Connecticut
$4K -$22 -1 -0.6%

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.