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519 hedge funds and large institutions have $8.77B invested in Alcoa in 2016 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 162 increasing their positions, 209 reducing their positions, and 140 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $545M | Put options by funds: $244M

3% more capital invested

Capital invested by funds: $8.52B → $8.77B (+$259M)

1.61% less ownership

Funds ownership: 29.07%27.46% (-1.6%)

15% less funds holding

Funds holding: 611519 (-92)

22% less repeat investments, than reductions

Existing positions increased: 162 | Existing positions reduced: 209

29% less funds holding in top 10

Funds holding in top 10: 1410 (-4)

59% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 140

Holders
519
Holders Change
-92
Holders Change %
-15.06%
% of All Funds
13.85%
Holding in Top 10
10
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-28.57%
% of All Funds
0.27%
New
57
Increased
162
Reduced
209
Closed
140
Calls
$545M
Puts
$244M
Net Calls
+$301M
Net Calls Change
-$25.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$54.4M +$6.96M +285,547 +15%
Deutsche Bank
27
Deutsche Bank
Germany
$50.9M -$41.3M -1,692,495 -45%
WCMNY
28
Westchester Capital Management (New York)
New York
$50M -$18.1M -743,528 -27%
Bank of America
29
Bank of America
North Carolina
$46.8M -$22.1M -906,219 -32%
IIM
30
Ivory Investment Management
New York
$46.3M -$1.94M -79,403 -4%
Balyasny Asset Management
31
Balyasny Asset Management
Illinois
$46.2M +$46.1M +1,890,099 +28,826%
GC
32
Guggenheim Capital
Illinois
$46.1M +$4.34M +177,776 +10%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$43.1M +$5.7M +233,721 +15%
TA
34
Teachers Advisors
New York
$40.8M -$1.82M -74,808 -4%
State of New Jersey Common Pension Fund D
35
State of New Jersey Common Pension Fund D
New Jersey
$40.6M -$2.03M -83,229 -5%
AAM
36
Aberdeen Asset Management
United Kingdom
$40.5M -$67.3K -2,760 -0.5%
Charles Schwab
37
Charles Schwab
California
$40.2M -$281K -11,509 -0.7%
LPC
38
Lion Point Capital
New York
$39.5M
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$39.4M -$2.82M -115,814 -7%
Swiss National Bank
40
Swiss National Bank
Switzerland
$36.9M -$484K -19,850 -1%
Citadel Advisors
41
Citadel Advisors
Florida
$36M +$30.1M +1,233,285 +508%
UBS Group
42
UBS Group
Switzerland
$34.7M +$936K +38,374 +3%
BlackRock
43
BlackRock
New York
$34.2M +$844K +34,604 +3%
California Public Employees Retirement System
44
California Public Employees Retirement System
California
$34.1M -$2.35M -96,546 -6%
Wells Fargo
45
Wells Fargo
California
$33.6M -$19M -780,414 -36%
UBS AM
46
UBS AM
Illinois
$33.4M -$636K -26,073 -2%
Millennium Management
47
Millennium Management
New York
$32.1M +$32.1M +1,317,241 New
O
48
OppenheimerFunds
New York
$32M -$22M -900,743 -41%
HI
49
HBK Investments
Texas
$30.6M +$6.15M +252,143 +25%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$29.4M +$249K +10,196 +0.9%

AA Hedge Fund Activity: Q3 2016 in Review

519 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q3 2016, worth a combined $8.77B — up 3% from $8.52B a quarter earlier.

Sellers outnumbered buyers: 140 funds closed out of AA and 57 opened new positions — a net loss of 83 holders — while 209 trimmed existing stakes and 162 added.

The largest buyer was Morgan Stanley, adding an estimated $58.2M. The largest seller was Slate Path Capital, exiting entirely with an estimated $65.3M sold.

  • 519 institutional investors held Alcoa (AA) as of Q3 2016, down from 611 in Q2 2016.
  • Funds reported $8.77B of Alcoa stock for Q3 2016, up 3% quarter-over-quarter.
  • 57 funds opened new Alcoa positions in Q3 2016 and 140 closed out, a net change of -83 holders.
  • The largest Alcoa buyer in Q3 2016 was Morgan Stanley, an estimated $58.2M added.
  • The largest Alcoa seller in Q3 2016 was Slate Path Capital, an estimated $65.3M sold.

Based on aggregated 13F filings for Q3 2016.