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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
1SB
451
1ST Source Bank
Indiana
$108K +$94.1K +4,245 New
IMS
452
Index Management Solutions
Pennsylvania
$106K +$7.71K +348 +9%
CFA
453
Capstone Financial Advisors
Illinois
$106K +$92.3K +4,161 New
First Manhattan
454
First Manhattan
New York
$99K -$12K -541 -12%
Federated Hermes
455
Federated Hermes
Pennsylvania
$97K +$17.6K +795 +26%
GIS
456
Guardian Investor Services
New York
$91K
CFS
457
Community Financial System
New York
$90K
PSI
458
Pinnacle Summer Investments
Virginia
$85K +$17.5K +791 +31%
HCM
459
Horrell Capital Management
Arkansas
$74K -$36.4K -1,643 -36%
SSB
460
Sandy Spring Bank
Maryland
$69K
SEC
461
Seven Eight Capital
New York
$69K +$59.7K +2,694 New
VIA
462
Vantage Investment Advisors
Pennsylvania
$69K +$59.7K +2,694 New
WEC
463
Winslow Evans & Crocker
Massachusetts
$68K +$59K +2,662 New
TF
464
Tompkins Financial
New York
$66K
GLI
465
Guardian Life Insurance
New York
$64K -$63K -2,843 -53%
SC
466
Saturna Capital
Washington
$64K
AAM
467
Advisors Asset Management
Colorado
$62K -$2.75K -124 -5%
SAMC
468
Shinko Asset Management Company
Japan
$55K
CTC
469
Central Trust Company
Missouri
$52K -$8.31K -375 -16%
BPBT
470
Boston Private Bank & Trust
Massachusetts
$52K +$4.61K +208 +11%
BCM
471
Blume Capital Management
California
$52K +$44.7K +2,017 New
EFSCE
472
Enterprise Financial Services Corp (EFSC)
Missouri
$44K +$23.4K +1,057 +157%
JIC
473
Joel Isaacson & Co
New York
$43K -$18.4K -832 -33%
CHC
474
City Holding Co
West Virginia
$43K +$36.9K +1,665 New
MIP
475
Mondrian Investment Partners
United Kingdom
$41K

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.