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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
376
ALPS Advisors
Colorado
$243K +$22 +1 +0%
AIP
377
Ameritas Investment Partners
Nebraska
$242K
MWR
378
McAdams Wright Ragen
Washington
$241K +$443 +20 +0.2%
WFM
379
Wilmington Funds Management
Delaware
$239K -$121K -5,452 -37%
SFU
380
Stonehage Fleming (UK)
United Kingdom
$229K +$198K +8,947 New
TH
381
TCTC Holdings
Texas
$226K
LA
382
Lynch & Associates
Indiana
$225K +$37.1K +1,675 +24%
NB
383
NBT Bank
New York
$221K -$14.2K -639 -7%
PAG
384
Private Advisor Group
New Jersey
$219K +$190K +8,554 New
RB
385
Rodgers Brothers
Pennsylvania
$218K -$16.1K -728 -8%
RC
386
Riversville Capital
Connecticut
$213K
SBWM
387
Sunflower Bank Wealth Management
Arizona
$213K
ICAS
388
Investors Capital Advisory Services
Massachusetts
$213K +$46.3K +2,087 +33%
Fayez Sarofim & Co
389
Fayez Sarofim & Co
Texas
$213K +$185K +8,323 New
CI
390
Constellation Investments
Ohio
$208K +$12.9K +582 +8%
Bessemer Group
391
Bessemer Group
New Jersey
$208K +$157K +7,075 +680%
Flossbach Von Storch
392
Flossbach Von Storch
Germany
$205K
HighTower Advisors
393
HighTower Advisors
Illinois
$204K -$2.29M -103,109 -93%
WA
394
WESPAC Advisors
California
$202K +$1.84K +83 +1%
FNFDCM
395
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$201K
QBFM
396
QS Batterymarch Financial Management
New York
$199K -$3.48K -157 -2%
AP
397
Advisor Partners
California
$199K +$11.9K +536 +7%
TBNY
398
Trustco Bank (New York)
New York
$195K -$12K -541 -7%
ATC
399
Argent Trust Company
Louisiana
$193K +$15.7K +710 +10%
LIC
400
Lodestar Investment Counsel
Illinois
$191K

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.