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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
326
B. Riley Wealth Advisors
Florida
$375K +$7.43K +335 +2%
FAAS
327
First Allied Advisory Services
California
$372K -$7.69K -347 -2%
CI
328
Conning Inc
Connecticut
$372K +$51.2K +2,309 +19%
VanEck Associates
329
VanEck Associates
New York
$368K +$4.04K +182 +1%
FIM
330
Fruth Investment Management
Texas
$367K +$1.15K +52 +0.4%
Twin Tree Management
331
Twin Tree Management
Texas
$361K +$314K +14,151 New
DILH
332
Dai-ichi Life Holdings
Japan
$357K
CL
333
CSS LLC
Illinois
$356K +$309K +13,941 New
SAM
334
Shikiar Asset Management
New York
$345K -$53.5K -2,413 -15%
KG
335
Killen Group
Pennsylvania
$338K
DL
336
Delta Lloyd
Netherlands
$336K
TRCT
337
Tower Research Capital (TRC)
New York
$331K -$470K -21,222 -62%
Daiwa Securities Group
338
Daiwa Securities Group
Japan
$331K
DCMA
339
Daiwa Capital Markets America
New York
$331K +$287K +12,942 New
SIC
340
Shoker Investment Counsel
Ohio
$330K +$286K +12,916 New
GIM
341
Grassi Investment Management
California
$324K +$281K +12,672 New
AGM
342
Alpine Global Management
New York
$319K +$277K +12,484 New
WB
343
WesBanco Bank
West Virginia
$309K +$127K +5,747 +90%
RJT
344
Raymond James Trust
Florida
$308K +$4.72K +213 +2%
ICM
345
IMS Capital Management
Oregon
$297K +$258K +11,620 New
KFS
346
KMS Financial Services
Washington
$293K -$47.1K -2,124 -16%
SMC
347
Smith, Moore & Co
Missouri
$290K +$251K +11,339 New
CMANY
348
Capital Management Associates (New York)
New York
$288K +$66.4K +2,996 +36%
CC
349
CQS Cayman
Cayman Islands
$287K -$1.2M -54,099 -83%
Northwestern Mutual Wealth Management
350
Northwestern Mutual Wealth Management
Wisconsin
$287K +$7.47K +337 +3%

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.