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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
KeyBank National Association
276
KeyBank National Association
Ohio
$703K -$135K -6,075 -18%
SAG
277
Sterne Agee Group
Alabama
$700K -$25.1K -1,132 -4%
DnB Asset Management
278
DnB Asset Management
Norway
$695K -$11.1K -499 -2%
RFC
279
Regions Financial Corp
Alabama
$673K +$257K +11,570 +78%
Jennison Associates
280
Jennison Associates
New York
$667K -$709K -31,968 -55%
CC
281
Courier Capital
New York
$651K +$102K +4,579 +22%
EVM
282
Eaton Vance Management
Massachusetts
$643K +$22 +1 +0%
SKK
283
Shepherd Kaplan Krochuk
Massachusetts
$638K
Neuberger Berman Group
284
Neuberger Berman Group
New York
$623K +$38.6K +1,741 +8%
AAF
285
Andra AP-fonden
Sweden
$614K
SIM
286
Sentry Investment Management
Wisconsin
$607K +$196K +8,822 +59%
SCA
287
SAC Capital Advisors
Connecticut
$599K +$367K +16,545 +239%
OIMU
288
Orbis Investment Management (US)
California
$587K +$509K +22,974 New
DC
289
Davenport & Co
Virginia
$585K +$25.2K +1,137 +5%
SI
290
Stephens Inc
Arkansas
$572K +$497K +22,395 New
WA
291
WealthTrust Axiom
Pennsylvania
$563K -$9.22K -416 -2%
CLOS
292
Compagnie Lombard Odier SCmA
Switzerland
$555K +$482K +21,735 New
Pacer Advisors
293
Pacer Advisors
Pennsylvania
$550K +$321K +14,485 New
PCM
294
Prelude Capital Management
New York
$544K +$472K +21,311 New
ARM
295
Adirondack Research & Management
New York
$535K +$9.24K +417 +2%
QI
296
QS Investors
New York
$514K -$146K -6,575 -25%
MFS
297
MSI Financial Services
Massachusetts
$511K +$169K +7,628 +62%
WAM
298
Weatherly Asset Management
California
$504K -$52.3K -2,358 -11%
HNB
299
Huntington National Bank
Ohio
$501K -$32.6K -1,471 -7%
AIM
300
abrdn Investment Management
United Kingdom
$500K +$10.6K +479 +3%

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.