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538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
HA
251
Hamel Associates
New Jersey
$979K +$850K +38,337 New
Fifth Third Bancorp
252
Fifth Third Bancorp
Ohio
$971K -$38.6K -1,741 -4%
IPRC
253
Indices-Pac Research Corporation
New Jersey
$969K +$841K +37,943 New
N
254
Nuveen
North Carolina
$955K -$666K -30,025 -45%
RCM
255
Riverhead Capital Management
Delaware
$953K +$200K +9,020 +32%
PA
256
Profund Advisors
Maryland
$949K +$41.5K +1,873 +5%
KRS
257
Kentucky Retirement Systems
Kentucky
$939K -$4.9K -221 -0.6%
WBC
258
Westpac Banking Corp
Australia
$929K
LSERS
259
Louisiana State Employees Retirement System
Louisiana
$915K +$794K +35,830 New
Two Sigma Advisers
260
Two Sigma Advisers
New York
$896K +$575K +25,926 +284%
SFP
261
Santa Fe Partners
New Mexico
$885K -$1.3M -58,453 -63%
JHIU
262
Janus Henderson Investors US
Colorado
$880K +$363K +16,355 +90%
CIM
263
CenturyLink Investment Management
Colorado
$870K -$62.7K -2,827 -8%
Creative Planning
264
Creative Planning
Kansas
$868K +$164K +7,416 +28%
GCC
265
Guardian Capital (Canada)
Ontario, Canada
$826K +$717K +32,331 New
CC
266
ClearArc Capital
Ohio
$813K -$71K -3,204 -9%
PNC
267
Park National Corp
Ohio
$804K -$505K -22,759 -42%
V
268
Veritable
Delaware
$799K -$190K -8,571 -22%
GPC
269
Glacier Peak Capital
Washington
$797K +$692K +31,211 New
GT
270
Glenmede Trust
Pennsylvania
$793K +$138K +6,216 +25%
CNBT
271
Canandaigua National Bank & Trust
New York
$792K +$30.4K +1,373 +5%
CAM
272
Carret Asset Management
New York
$754K -$39.2K -1,768 -6%
Cambridge Investment Research Advisors
273
Cambridge Investment Research Advisors
Iowa
$728K -$102K -4,612 -14%
MVA
274
Mount Vernon Associates
Maryland
$712K +$74.7K +3,371 +14%
DekaBank Deutsche Girozentrale
275
DekaBank Deutsche Girozentrale
Germany
$707K -$489K -22,056 -44%

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.